-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLUBtfXZoCp4gBAGIobpVwHt+47tBxf20vyIBtTtv1BMI7ZSMwWoxygeZUuTLHyg Udgw9MkBmSwUGTPU0PjuYg== 0001288257-08-000011.txt : 20080516 0001288257-08-000011.hdr.sgml : 20080516 20080516142325 ACCESSION NUMBER: 0001288257-08-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080515 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACOB JOSEPH CENTRAL INDEX KEY: 0001215490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 08841669 BUSINESS ADDRESS: STREET 1: 2200 W CYPRESS CREEK ROAD CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 9543512120 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-05-15 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001215490 LACOB JOSEPH C/O ALIGN TECHNOLOGY INC. 881 MARTIN AVE. SANTA CLARA CA 95050 1 0 0 0 Common Stock 2008-05-15 2008-05-15 4 C 0 3000 0 A 844327 D Common Stock 364006 I Trust for reporting person Common Stock 148767 I Trust for children Common Stock 746210 I By KCPB VIII Common Stock 43263 I KPCB VIII FF Common Stock 20258 I By KPCB Life Restricted Stock Unit 0.0001 2008-05-15 2008-05-15 4 C 0 3000 0 D Common Stock 3000 0 D Restricted Stock Unit 2008-05-15 2008-05-15 4 A 0 3000 0 A Common Stock 3000 3000 D Stock Option (Right to Buy) 12.89 2008-05-15 2008-05-15 4 A 0 10000 0 A 2018-05-15 Common Stock 10000 10000 D Mr. Lacob is a general partner of KPCB VIII Associates, L.P., a CA limited partnership ("KPCB VIII Associates"). KPCB VIII Associates is the general partner of Kleiner Perkins Caufield & Byers VIII, L.P., a CA limited partnership ("KPCB VIII") and KPCB VIII Founders Fund L.P., a CA limited partnership ("KPCB VIII FF"). Mr. Lacob is also a general partner of KPCB VII Associates, L.P., a CA limited partnership ("KPCB VII Associates"). KPCB VII Associates is the general partner of KPCB Life Sciences Zaibatsu Fund II, L.P., a CA limited partnership ("KPCB Life"). Mr. Lacob disclaims beneficial ownership of the shares of the Issuer's common stock held directly by KPCB VIII, KPCB VIII FF, KPCB Life, except to the extent of any indirect pecuniary interest in his distributive share therein. Represents par value of ALGN common stock All of the shares subject to the Restricted Stock Unit granted on May 23, 2007 became vested and exercisable on May 15, 2008. Vested shares were delivered to Reporting Person on that date. All of the shares subject to the Restricted Stock Unit will become vested and exercisable on the earlier of (i) one year after the date of grant or (ii) the date of the ALGN Annual Meeting of Stockholders to be held in 2009. Vested shares will be delivered to Reporting Person on the vest date. Represents an option in which all of the shares subject to the option will become vested and exercisable on the earlier of (i) one year after the date of grant or (ii) the date of the ALGN Annual Meeting of Stockholders to be held in 2009. Roger E. George, Atty-in-Fact for Joseph Lacob 2008-05-16 -----END PRIVACY-ENHANCED MESSAGE-----