0001234773-14-000001.txt : 20140210 0001234773-14-000001.hdr.sgml : 20140210 20140210165341 ACCESSION NUMBER: 0001234773-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT THOMAS M CENTRAL INDEX KEY: 0001234773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 14589938 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 2650 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-06 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234773 PRESCOTT THOMAS M C/O ALIGN TECHNOLOGY INC 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 President and CEO Common Stock 2014-02-06 2014-02-06 4 M 0 46979 17.94 A 218974 D Common Stock 2014-02-06 2014-02-06 4 S 0 46979 54.3 D 171995 D Common Stock 2014-02-07 2014-02-07 4 M 0 124375 17.94 A 296370 D Common Stock 2014-02-07 2014-02-07 4 M 0 65625 20.79 A 361995 D Common Stock 2014-02-07 2014-02-07 4 S 0 190000 54.73 D 171995 D Right to Buy (Common Stock) 17.94 2014-02-06 2014-02-06 4 M 0 46979 0 D 2011-02-19 2020-02-19 Common Stock 46979 128021 D Right to Buy (Common Stock) 17.94 2014-02-07 2014-02-07 4 M 0 124375 0 D 2011-02-19 2020-02-19 Common Stock 124375 3646 D Right to Buy (Common Stock) 20.79 2014-02-07 2014-02-07 4 M 0 65625 0 D 2012-02-18 2018-02-18 Common Stock 65625 24375 D Includes 122 shares acquired under the ALGN Employee Stock Purchase Plan on January 31, 2014. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.32, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average exercise price. These shares were sold in multiple transactions at prices ranging from $54.30 to $55.07, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Roger E. George Atty-in-Fact for Thomas M. Prescott 2014-02-10