0001234773-12-000001.txt : 20120229 0001234773-12-000001.hdr.sgml : 20120229 20120229194918 ACCESSION NUMBER: 0001234773-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120229 FILED AS OF DATE: 20120229 DATE AS OF CHANGE: 20120229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT THOMAS M CENTRAL INDEX KEY: 0001234773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 12655199 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 2650 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-02-29 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234773 PRESCOTT THOMAS M C/O ALIGN TECHNOLOGY INC 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 President and CEO Common Stock 2012-02-29 2012-02-29 4 M 0 150000 7.35 A 423208 D Common Stock 2012-02-29 2012-02-29 4 M 0 132869 8.38 A 556077 D Common Stock 2012-02-29 2012-02-29 4 S 0 70000 26.2585 D 486077 D Common Stock 2012-02-29 2012-02-29 4 S 0 252751 25.512 D 233326 D Right to Buy (Common Stock) 7.35 2012-02-29 2012-02-29 4 M 0 150000 0 D 2006-02-22 2015-02-22 Common Stock 150000 0 D Right to Buy (Common Stock) 8.38 2012-02-29 2012-02-29 4 M 0 132869 0 D 2007-02-24 2016-02-24 Common Stock 132869 0 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.74, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.508 to $26.39, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Roger E. George, Atty-in-Fact for Thomas M. Prescott 2012-02-29