-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAVA/WyNSP1t68/CMQan2KTMElHSgh8T8/8gE4FqV4rqLf23wf++KGW3Z2LEQby5 jh8O+/mAk73idjrnJQJOrg== 0001234773-10-000002.txt : 20100224 0001234773-10-000002.hdr.sgml : 20100224 20100224141922 ACCESSION NUMBER: 0001234773-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100219 FILED AS OF DATE: 20100224 DATE AS OF CHANGE: 20100224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT THOMAS M CENTRAL INDEX KEY: 0001234773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 10629276 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 881 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-02-19 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234773 PRESCOTT THOMAS M C/O ALIGN TECHNOLOGY INC 881 MARTIN AVENUE SANTA CLARA CA 95050 1 1 0 0 President and CEO Common Stock 2010-02-20 2010-02-20 4 C 0 38501 0 A 218062 D Common Stock 2010-02-20 2010-02-20 4 F 0 17974 17.94 D 200080 D Right to Buy (Common Stock) 17.94 2010-02-19 2010-02-19 4 A 0 175000 0 A 2011-02-19 2020-02-19 Common Stock 175000 175000 D Restricted Stock Unit 0.0001 2010-02-19 2010-02-19 4 A 0 60000 0 A Common Stock 60000 60000 D Restricted Stock Unit 0.0001 2010-02-20 2010-02-20 4 C 0 10000 0 D Common Stock 10000 30000 D Restricted Stock Unit 0.0001 2010-02-20 2010-02-20 4 C 0 2500 0 D Common Stock 2500 10000 D Restricted Stock Unit 0.0001 2010-02-20 2010-02-20 4 C 0 14001 0 D Common Stock 14001 27999 D Restricted Stock Unit 0.0001 2010-02-20 2010-02-20 4 M 0 12000 0 D Common Stock 12000 24000 D Includes 381 shares acquired under the ALGN ESPP on January 29, 2010. 1/4th of the shares subject to the option shall become vested and exercisable one year after the date of grant and 1/48th of the shares subject to the option shall vest each month thereafter. Represents par value of ALGN Common Stock 1/4th of the restricted stock unit will vest one year after the date of grant and 1/4th of the restricted stock unit will vest annually thereafter. Shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2009 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/16th of the restricted stock unit granted on February 20, 2007 became vested on February 20, 2010 and shares were delivered to reporting person on February 22,2010. The restricted stock unit will continue to vest quarterly and shares will be delivered to reporting person on each vest date. 1/3rd of the restricted stock unit granted on February 20, 2008 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will vest on February 20, 2011 and shares will be delivered to reporting person on such date. 1/4th of the restricted stock unit granted on February 20, 2008 became vested on February 20, 2010 and shares were delivered to reporting person on February 22, 2010. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Roger E. George, Atty-in-Fact for Thomas M. Prescott 2010-02-24 -----END PRIVACY-ENHANCED MESSAGE-----