-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BQkgCi6Up196x9MydrYb2dZxSBIHbEScY+/rTL7r/MRhd3jxFaxW1aZJGg99+UtB 9wqzj//tGnRumLRHw4/INg== 0001234773-04-000013.txt : 20040518 0001234773-04-000013.hdr.sgml : 20040518 20040518194136 ACCESSION NUMBER: 0001234773-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040517 FILED AS OF DATE: 20040518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT THOMAS M CENTRAL INDEX KEY: 0001234773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04817250 BUSINESS ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 881 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4084701000 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 881 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-17 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234773 PRESCOTT THOMAS M C/O ALIGN TECHNOLOGY INC 881 MARTIN AVENUE SANTA CLARA CA 95050 1 1 0 0 President and CEO Common Stock 2004-05-17 2004-05-17 4 M 0 5000 4.95 A 88585 D Common Stock 2004-05-17 2004-05-17 4 S 0 1000 19.19 D 87585 D Common Stock 2004-05-17 2004-05-17 4 S 0 1000 19.07 D 86585 D Common Stock 2004-05-17 2004-05-17 4 S 0 1000 18.86 D 85585 D Common Stock 2004-05-17 2004-05-17 4 S 0 1000 18.78 D 84585 D Common Stock 2004-05-17 2004-05-17 4 S 0 1000 18.8 D 83585 D Common Stock 2004-05-18 2004-05-18 4 M 0 5000 4.95 A 88585 D Common Stock 2004-05-18 2004-05-18 4 S 0 1000 19.41 D 87585 D Common Stock 2004-05-18 2004-05-18 4 S 0 1000 19.38 D 86585 D Common Stock 2004-05-18 2004-05-18 4 S 0 3000 19.5 D 83585 D Right to buy (Common Stock) 4.95 2004-05-17 2004-05-17 4 M 0 5000 0 D 2003-03-27 2012-03-27 Common Stock 5000 878192 D Right to buy (Common Stock) 4.95 2004-05-18 2004-05-18 4 M 0 5000 0 D 2003-03-27 2012-03-27 Common Stock 5000 873192 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20,2004. Thomas M. Prescott 2004-05-18 -----END PRIVACY-ENHANCED MESSAGE-----