-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VO7PizqnomR8HgexDZ1rxCmiDRJLzOnF0+bYoMEfEk0S53dAyDvlCpUUSS/9wwsq ZzSNOJLJ1BX23ZKQQoHHBg== 0001234773-04-000001.txt : 20040206 0001234773-04-000001.hdr.sgml : 20040206 20040206194401 ACCESSION NUMBER: 0001234773-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT THOMAS M CENTRAL INDEX KEY: 0001234773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04575728 BUSINESS ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 881 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4084701000 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 881 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-04 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234773 PRESCOTT THOMAS M C/O ALIGN TECHNOLOGY INC 881 MARTIN AVENUE SANTA CLARA CA 95050 1 1 0 0 President and CEO Common Stock 2004-02-04 2004-02-04 4 M 0 200000 4.95 A 284681 D Common Stock 2004-02-04 2004-02-04 4 M 0 40404 4.95 A 325085 D Common Stock 2004-02-04 2004-02-04 4 S 0 177500 20 D 147585 D Common Stock 2004-02-04 2004-02-04 4 S 0 15000 20.02 D 132585 D Common Stock 2004-02-04 2004-02-04 4 S 0 7500 20.01 D 125085 D Right to buy (Stock Option) 4.95 2004-02-04 2004-02-04 4 M 0 200000 0 D 2003-03-27 2013-03-27 Common Stock 200000 919192 D Right to buy (Stock Option) 4.95 2004-02-04 2004-02-04 4 M 0 40404 0 D 2003-03-27 2013-03-27 Common Stock 40404 40404 D Thomas M. Prescott 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----