0001209191-23-031154.txt : 20230519 0001209191-23-031154.hdr.sgml : 20230519 20230519173300 ACCESSION NUMBER: 0001209191-23-031154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thaler Warren S CENTRAL INDEX KEY: 0001293595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 23941686 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY, INC. STREET 2: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85288 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85288 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-17 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001293595 Thaler Warren S C/O ALIGN TECHNOLOGY, INC. 410 NO. SCOTTSDALE RD., SUITE 1300 TEMPE AZ 85281 1 0 0 0 0 Common Stock 2023-05-17 4 M 0 1114 0.00 A 31780 D Common Stock 46378 I See Footnote Restricted Stock Units 0.0001 2023-05-17 4 M 0 1114 0.00 D Common Stock 1114 0 D The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee. Represents par value of ALGN common stock. 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person. /s/ Julia Ann Coletti Attorney-in-Fact for Warren S Thaler 2023-05-19