0001209191-22-030713.txt : 20220519 0001209191-22-030713.hdr.sgml : 20220519 20220519181243 ACCESSION NUMBER: 0001209191-22-030713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220519 DATE AS OF CHANGE: 20220519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thaler Warren S CENTRAL INDEX KEY: 0001293595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 22944672 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY, INC. STREET 2: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-18 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001293595 Thaler Warren S C/O ALIGN TECHNOLOGY, INC. 410 NO. SCOTTSDALE RD., SUITE 1300 TEMPE AZ 85281 1 0 0 0 Common Stock 2022-05-18 4 M 0 524 0.00 A 29616 D Common Stock 46378 I See Footnote Restricted Stock Units 0.0001 2022-05-18 4 M 0 524 0.00 D Common Stock 524 0 D Restricted Stock Units 0.0001 2022-05-18 4 A 0 1114 0.00 A Common Stock 1114 1114 D The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee. Represents par value of ALGN common stock. 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person. 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. /s/ Julie Ann Coletti Attorney-in-Fact for Warren S Thaler 2022-05-19