0001209191-22-012822.txt : 20220224
0001209191-22-012822.hdr.sgml : 20220224
20220224191010
ACCESSION NUMBER: 0001209191-22-012822
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220220
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morici John
CENTRAL INDEX KEY: 0001689552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 22673613
MAIL ADDRESS:
STREET 1: C/O ALIGN TECHNOLOGY INC.
STREET 2: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 94131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-20
0
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001689552
Morici John
C/O ALIGN TECHNOLOGY INC.
410 NO. SCOTTSDALE RD., SUITE 1300
TEMPE
AZ
85281
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2022-02-20
4
M
0
12183
0.00
A
13045
D
Common Stock
2022-02-20
4
F
0
5516
498.65
D
7529
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
575
0.00
D
Common Stock
575
0
D
Market Stock Unit
0.0001
2022-02-20
4
M
0
9992
0.00
D
Common Stock
9992
0
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
670
0.00
D
Common Stock
670
669
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
604
0.00
D
Common Stock
604
1207
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
342
0.00
D
Common Stock
342
1025
D
Restricted Stock Unit
0.0001
2022-02-20
4
A
0
1557
0.00
A
Common Stock
1557
1557
D
Market Stock Unit
0.0001
2022-02-20
4
A
0
7785
0.00
A
Common Stock
7785
7785
D
Includes 35 shares acquired under the ALGN ESPP on January 31, 2022.
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.
The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
/s/ Julie Ann Coletti Attorney-in-Fact for John Morici
2022-02-23