0001209191-21-013915.txt : 20210224
0001209191-21-013915.hdr.sgml : 20210224
20210224173436
ACCESSION NUMBER: 0001209191-21-013915
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210220
FILED AS OF DATE: 20210224
DATE AS OF CHANGE: 20210224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morici John
CENTRAL INDEX KEY: 0001689552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 21675118
MAIL ADDRESS:
STREET 1: C/O ALIGN TECHNOLOGY INC.
STREET 2: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 94131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-20
0
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001689552
Morici John
C/O ALIGN TECHNOLOGY INC.
2820 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
Chief Financial Officer
Common Stock
2021-02-20
4
M
0
12817
0.00
A
15857
D
Common Stock
2021-02-20
4
F
0
5954
599.25
D
9903
D
Restricted Stock Unit
0.0001
2021-02-20
4
M
0
1750
0.00
D
Common Stock
1750
0
D
Restricted Stock Unit
0.0001
2021-02-20
4
M
0
575
0.00
D
Common Stock
575
575
D
Restricted Stock Unit
0.0001
2021-02-20
4
M
0
670
0.00
D
Common Stock
670
1339
D
Restricted Stock Unit
0.0001
2021-02-20
4
M
0
604
0.00
D
Common Stock
604
1811
D
Market Stock Unit
0.0001
2021-02-20
4
M
0
9218
0.00
D
Common Stock
9218
0
D
Restricted Stock Unit
0.0001
2021-02-20
4
A
0
1367
0.00
A
Common Stock
1367
1367
D
Market Stock Unit
0.0001
2021-02-20
4
A
0
6837
0.00
A
Common Stock
6837
6837
D
Includes 124 shares acquired under the ALGN ESPP on January 31, 2020.
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021.
1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2021 and shares were delivered to reporting person on February 22, 2021. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
The market stock unit granted on February 20, 2018 became fully vested on February 20, 2021. Shares were delivered to reporting person on February 22, 2021.
1/4th of the restricted stock unit granted on February 20, 2021 will become vested on February 20, 2022 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
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/s/Julie Ann Coletti Attorney-in-Fact for John Morici
2021-02-24