0001209191-15-017893.txt : 20150224 0001209191-15-017893.hdr.sgml : 20150224 20150224170219 ACCESSION NUMBER: 0001209191-15-017893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150220 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE DAVID L CENTRAL INDEX KEY: 0001267102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 15644353 MAIL ADDRESS: STREET 1: 46761 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001267102 WHITE DAVID L C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 CFO Common Stock 2015-02-20 2015-02-20 4 M 0 1875 0.00 A 9030 D Common Stock 2015-02-20 2015-02-20 4 F 0 705 56.81 D 8325 D Restricted Stock Unit 0.0001 2015-02-20 2015-02-20 4 M 0 1875 0.00 D Common Stock 1875 5625 D Restricted Stock Unit 0.0001 2015-02-20 2015-02-20 4 A 0 11500 0.00 A Common Stock 11500 11500 D Market Stock Unit 0.0001 2015-02-20 2015-02-20 4 A 0 17250 0.00 A Common Stock 17250 17250 D Includes 729 shares acquired under the ALGN Employee Stock Purchase Plan on January 31, 2015. Represents par value of ALGN common stock 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2015 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit will become vested on February 20, 2016 and 1/4th of the restricted stock unit will vest annually thereafter. Shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Roger E. George Atty-In-Fact for David White 2015-02-24