0001209191-14-013524.txt : 20140224 0001209191-14-013524.hdr.sgml : 20140224 20140224163741 ACCESSION NUMBER: 0001209191-14-013524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham John Patrick CENTRAL INDEX KEY: 0001582248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 14637400 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 94131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001582248 Graham John Patrick C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 VP, Mktg & CMO Restricted Stock Unit 0.0001 2014-02-20 2014-02-20 4 A 0 7250 0.00 A Common Stock 7250 7250 D Restricted Stock Unit 0.0001 2014-02-20 2014-02-20 4 A 0 7900 0.00 A Common Stock 7900 7900 D Market Stock Unit 0.0001 2014-02-20 2014-02-20 4 A 0 10875 0.00 A Common Stock 10875 10875 D Market Stock Unit 0.0001 2014-02-20 2014-02-20 4 A 0 11850 0.00 A Common Stock 11850 11850 D Represents par value of ALGN common stock. 1/4th of the restricted stock unit will become vested on February 20, 2015 and 1/4th of the restricted stock unit will vest annually thereafter. Shares will be delivered to reporting person on each vest date. 50% of the restricted stock unit will become vested on February 20, 2016 and 50% of the restricted stock unit will vest on February 20, 2017. Shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). /s/ Roger E. George Atty-in-Fact for John P. Graham 2014-02-24