0001181431-13-056132.txt : 20131101 0001181431-13-056132.hdr.sgml : 20131101 20131101170328 ACCESSION NUMBER: 0001181431-13-056132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131030 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESCOTT THOMAS M CENTRAL INDEX KEY: 0001234773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 131186675 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 2650 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 rrd393978.xml FORM 4 X0306 4 2013-10-30 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234773 PRESCOTT THOMAS M C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 President and CEO Common Stock 2013-10-30 2013-10-30 4 M 0 65748 13.00 A 237621 D Common Stock 2013-10-30 2013-10-30 4 M 0 2428 7.81 A 240049 D Common Stock 2013-10-30 2013-10-30 4 M 0 120000 17.88 A 360049 D Common Stock 2013-10-30 2013-10-30 4 S 0 188176 56.8845 D 171873 D Right to Buy (Common Stock) 13.00 2013-10-30 2013-10-30 4 M 0 65748 0.00 D 2009-02-20 2018-02-20 Common Stock 65748 0 D Right to Buy (Common Stock) 7.81 2013-10-30 2013-10-30 4 M 0 2428 0.00 D 2010-02-20 2019-02-20 Common Stock 2428 0 D Right to Buy (Common Stock) 17.88 2013-10-30 2013-10-30 4 M 0 120000 0.00 D 2008-02-20 2017-02-20 Common Stock 120000 0 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.68 to $57.65, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Roger E. George Atty-In-Fact for Thomas M. Prescott 2013-11-01