0001181431-13-011922.txt : 20130222 0001181431-13-011922.hdr.sgml : 20130222 20130222165209 ACCESSION NUMBER: 0001181431-13-011922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erfurth Jennifer CENTRAL INDEX KEY: 0001496331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 13634914 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY, INC. STREET 2: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 rrd371463.xml FORM 4 X0306 4 2013-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001496331 Erfurth Jennifer C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 VP, Global HR Restricted Stock Unit 0.0001 2013-02-20 2013-02-20 4 A 0 6000 0.00 A Common Stock 6000 6000 D Market Stock Unit 0.0001 2013-02-20 2013-02-20 4 A 0 9000 0.00 A Common Stock 9000 9000 D Represents par value of ALGN common stock 1/4th of the restricted stock unit will become vested on February 20, 2014 and 1/4th of the restricted stock unit will vest annually thereafter. Shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). /s/ Roger E. George Atty-In-Fact for Jennifer Erfurth 2013-02-21