-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LDNp81Znph7NXr+hpNiLAM50K/USoLu/7+Hl5d36ed+VXT8F7MWkTj4J1AkPsaAC UhPGK862MdlsQ7AwUmCPxA== 0001179110-05-016789.txt : 20050822 0001179110-05-016789.hdr.sgml : 20050822 20050822145956 ACCESSION NUMBER: 0001179110-05-016789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050818 FILED AS OF DATE: 20050822 DATE AS OF CHANGE: 20050822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUND GORDON CENTRAL INDEX KEY: 0001188365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040754 BUSINESS ADDRESS: BUSINESS PHONE: 6169612172 MAIL ADDRESS: STREET 1: PO BOX 3599 CITY: BATTLECREEK STATE: MI ZIP: 49016-3599 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund CLAT Investments, LLC CENTRAL INDEX KEY: 0001299369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040755 BUSINESS ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 609-921-3633 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barrows Gail CENTRAL INDEX KEY: 0001291204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040756 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUND GEORGE III CENTRAL INDEX KEY: 0000901644 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040757 BUSINESS ADDRESS: BUSINESS PHONE: 4159214929 MAIL ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson Richard CENTRAL INDEX KEY: 0001291202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040758 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dent Rebecca H CENTRAL INDEX KEY: 0001291203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040760 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund Llura L CENTRAL INDEX KEY: 0001291205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040762 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund Grant CENTRAL INDEX KEY: 0001291201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040761 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund G Zachary CENTRAL INDEX KEY: 0001291206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 051040759 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINETON STATE: NJ ZIP: 08542 4 1 edgar.xml FORM 4 - X0202 4 2005-08-18 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001291205 Gund Llura L 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291201 Gund Grant 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291206 Gund G Zachary 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291202 Watson Richard 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291203 Dent Rebecca H 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0000901644 GUND GEORGE III 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291204 Barrows Gail 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001299369 Gund CLAT Investments, LLC 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001188365 GUND GORDON 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section Common Stock 2005-08-18 4 P 0 2000 6.50 A 3000 I See Footnote Common Stock 2005-08-18 4 P 0 300000 6.50 A 600000 I See Footnote Common Stock 2005-08-19 4 P 0 50000 6.47 A 130000 I See Footnote Common Stock 2005-08-19 4 P 0 50000 6.47 A 130300 I See Footnote Common Stock 2005-08-19 4 P 0 60000 6.47 A 161000 I See Footnote These securities are owned by Georgia Swift Gund Gift Trust and by G. Zachary Gund and Rebecca H. Dent, as Trustees. These securities are owned by the G. Zachary Gund Descendants Trust and by G. Zachary Gund and Rebecca H. Dent, as Trustees. These securities are owned by Grant Owen Gund Gift Trust and by Grant Gund and Rebecca H. Dent,as Trustees. These securities are owned by Llura Blair Gund Gift Trust and by Grant Gund and Rebecca H. Dent, as Trustees. These securities are owned by the Kelsey Laidlaw Gund Gift Trust and by Grant Gund and Rebecca H. Dent, as Trustees. The Reporting Persons include Llura L. Gund, Grant Gund, G. Zachary Gund, Gordon Gund, Richard L. Watson, Rebecca H. Dent, George Gund III, Gail Barrows and Gund CLAT Investments, LLC. The Reporting Persons, in the aggregate, beneficially own 7,167,450 shares of Common Stock of the Issuer or 11.61% of the outstanding shares of the Issuers Common Stock. Neither the fact of this filing nor anything contained herein shall be deemed an admission by any of the Reporting Persons that a group exists within the meaning of the Securities Exchange Act of 1934, as amended. Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact for Gordon Gund - Manager 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 Theodore W. Baker as Attorney in Fact 2005-08-22 -----END PRIVACY-ENHANCED MESSAGE-----