-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OqN6jA3QvDZ4fonkZNC1881xtMc8FaKxUix7+wDyrLPhYcL3yUNdUHAXwZVZAGb3 vpnXxaFKlS0yNkdIzpajXA== 0001179110-04-015828.txt : 20040804 0001179110-04-015828.hdr.sgml : 20040804 20040804113707 ACCESSION NUMBER: 0001179110-04-015828 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040728 FILED AS OF DATE: 20040804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund Grant CENTRAL INDEX KEY: 0001291201 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950475 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson Richard CENTRAL INDEX KEY: 0001291202 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950472 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dent Rebecca H CENTRAL INDEX KEY: 0001291203 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950471 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barrows Gail CENTRAL INDEX KEY: 0001291204 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950470 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund Llura L CENTRAL INDEX KEY: 0001291205 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950474 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund G Zachary CENTRAL INDEX KEY: 0001291206 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950473 BUSINESS ADDRESS: BUSINESS PHONE: 6099213978 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINETON STATE: NJ ZIP: 08542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUND GORDON CENTRAL INDEX KEY: 0001188365 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950476 BUSINESS ADDRESS: STREET 1: PO BOX 3599 CITY: BATTLECREEK STATE: MI ZIP: 49016-3599 BUSINESS PHONE: 6169612172 MAIL ADDRESS: STREET 1: PO BOX 3599 CITY: BATTLECREEK STATE: MI ZIP: 49016-3599 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUND GEORGE III CENTRAL INDEX KEY: 0000901644 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950469 BUSINESS ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 4159214929 MAIL ADDRESS: STREET 1: 1821 UNION STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gund CLAT Investments, LLC CENTRAL INDEX KEY: 0001299369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04950477 BUSINESS ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 609-921-3633 MAIL ADDRESS: STREET 1: 14 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2004-07-28 2004-07-29 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001188365 GUND GORDON 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291201 Gund Grant 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291205 Gund Llura L 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291206 Gund G Zachary 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291202 Watson Richard 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291203 Dent Rebecca H 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001291204 Barrows Gail 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0000901644 GUND GEORGE III 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section 0001299369 Gund CLAT Investments, LLC 14 NASSAU STREET PRINCETON NJ 08542 0 0 0 1 See Remark Section Common Stock 2004-07-28 4 P 0 60000 16.71 A 100000 I See Footnote Common Stock 2004-07-28 4 P 0 51341 16.71 A 51341 I See Footnote These securities are owned by the G. Zachary Gund Descendants Trust of 2004 and by G. Zachary Gund and Rebecca Dent, as Trustees. These securities are owned by Gund CLAT Investments, LLC and by Gordon Gund, as Manager. The Reporting Persons include Llura L. Gund, Grant Gund, G. Zachary Gund, Gordon Gund, Richard L. Watson, Rebecca H. Dent, George Gund III,Gail Barrows and Gund CLAT Investments, LLC. The Reporting Persons, in the aggregate, beneficially own 6,062,109 shares of Common Stock of the Issuer or 10.18% of the outstanding shares of the Issuer's Common Stock. Neither the fact of this filing nor anything contained herein shall be deemed an admission by any of the Reporting Persons that a group exists within the meaning of the Securities Exchange Act of 1934, as amended. Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact for Gordon Gund - Manager 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 Theodore W. Baker as Attorney in Fact 2004-08-04 -----END PRIVACY-ENHANCED MESSAGE-----