0001097149-18-000021.txt : 20180517 0001097149-18-000021.hdr.sgml : 20180517 20180517154910 ACCESSION NUMBER: 0001097149-18-000021 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 18842878 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 8-K 1 may2018votingresults.htm 8-K Document


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
______________________
FORM 8‑K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

May 17, 2018 (May 16, 2018)
______________________

ALIGN TECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)

Delaware
 
0-32259
 
94-3267295
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)

2820 Orchard Parkway
San Jose, California 95134
(Address of principal executive offices, including zip code)

(408) 470-1000
(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
Emerging growth company [ ]




If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
 

ITEM 5.07. Submission of Matters to a Vote of Security Holders

Align Technology, Inc. (the "Company") held its 2018 Annual Meeting of Stockholders on May 16, 2018 (the "Annual Meeting"). At the Annual Meeting, the stockholders voted on the following three proposals and cast their votes as described below. For more information about these proposals, see the Company's proxy statement dated April 5, 2018, the relevant portions of which are incorporated herein by reference.

Proposal 1

The following ten nominees received a majority of the votes cast and were elected to the Board of Directors and will serve as directors until the next annual meeting of stockholders or until their respective successors have been duly elected and qualified.
Director Nominee
Votes For
Against
Abstain
Non-Votes
Kevin J. Dallas
61,266,972
50,640
30,981
8,717,714
Joseph M. Hogan
60,765,467
553,779
29,348
8,717,713
Joseph Lacob
59,192,656
2,118,394
37,543
8,717,714
C. Raymond Larkin, Jr.
59,923,894
1,387,579
37,121
8,717,713
George J. Morrow
59,303,780
2,014,935
29,876
8,717,716
Thomas M. Prescott
60,356,222
954,081
38,290
8,717,714
Andrea L. Saia
61,107,357
205,848
35,387
8,717,715
Greg J. Santora
59,893,771
1,423,383
31,439
8,717,714
Susan E. Siegel
61,259,090
54,038
35,465
8,717,714
Warren S. Thaler
59,912,995
1,405,458
30,140
8,717,714

Proposal 2

Proposal 2 was a management proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2018, as described in the proxy materials. This proposal was approved.

For
68,660,286
Against
1,246,883
Abstain
159,138

Proposal 3

Proposal 3 was a management proposal to hold an advisory vote to approve the compensation of the Company's named executive officers, as described in the proxy materials. This proposal was approved.

For
58,489,666
Against
2,738,259
Abstain
120,496
Non Votes
8,717,886





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:
May 17, 2018
ALIGN TECHNOLOGY, INC.
 
 
 
 
 
By: /s/  Roger E. George
 
 
Roger E. George
 
 
Sr. Vice President, Chief Legal and Regulatory Officer