0000899243-19-004547.txt : 20190222 0000899243-19-004547.hdr.sgml : 20190222 20190222160758 ACCESSION NUMBER: 0000899243-19-004547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beard Simon CENTRAL INDEX KEY: 0001649798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 19625766 MAIL ADDRESS: STREET 1: ALIGN TECHNOLOGY, INC. STREET 2: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001649798 Beard Simon C/O ALIGN TECHNOLOGY INC. 2820 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP and Mgng Director, EMEA Common Stock 2019-02-20 4 M 0 16825 0.00 A 21552 D Common Stock 2019-02-20 4 F 0 7909 253.79 D 13643 D Restricted Stock Unit 0.0001 2019-02-20 4 M 0 2125 0.00 D Common Stock 2125 2125 D Restricted Stock Unit 0.0001 2019-02-20 4 M 0 1500 0.00 D Common Stock 1500 3000 D Restricted Stock Unit 0.0001 2019-02-20 4 M 0 450 0.00 D Common Stock 450 1350 D Market Stock Unit 0.0001 2019-02-20 4 M 0 12750 0.00 D Common Stock 12750 0 D Restricted Stock Unit 0.0001 2019-02-20 4 A 0 2232 0.00 A Common Stock 2232 2232 D Market Stock Unit 0.0001 2019-02-20 4 A 0 11163 0.00 A Common Stock 11163 11163 D Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. The market stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Roger E. George Atty-in-Fact for Simon Beard 2019-02-22