0000899243-19-004545.txt : 20190222
0000899243-19-004545.hdr.sgml : 20190222
20190222160715
ACCESSION NUMBER: 0000899243-19-004545
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190220
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morici John
CENTRAL INDEX KEY: 0001689552
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 19625752
MAIL ADDRESS:
STREET 1: 2560 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 94131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-20
0
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001689552
Morici John
C/O ALIGN TECHNOLOGY INC.
2820 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
Chief Financial Officer
Common Stock
2019-02-20
4
M
0
2325
0.00
A
6263
D
Common Stock
2019-02-20
4
F
0
976
253.79
D
5287
D
Restricted Stock Unit
0.0001
2019-02-20
4
M
0
1750
0.00
D
Common Stock
1750
3500
D
Restricted Stock Unit
0.0001
2019-02-20
4
M
0
575
0.00
D
Common Stock
575
1725
D
Restricted Stock Unit
0.0001
2019-02-20
4
A
0
2679
0.00
A
Common Stock
2679
2679
D
Market Stock Unit
0.0001
2019-02-20
4
A
0
13395
0.00
A
Common Stock
13395
13395
D
Includes 257 shares acquired under the ALGN ESPP on January 31, 2019.
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date.
Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
Roger E. George Atty-In-Fact for John Morici
2019-02-22