0000899243-18-005104.txt : 20180222 0000899243-18-005104.hdr.sgml : 20180222 20180222172845 ACCESSION NUMBER: 0000899243-18-005104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hockridge Stuart A CENTRAL INDEX KEY: 0001675043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 18633691 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001675043 Hockridge Stuart A C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP Global HR Common Stock 2018-02-20 4 M 0 1500 0.00 A 5375 D Common Stock 2018-02-20 4 F 0 519 255.45 A 4856 D Restricted Stock Unit 0.0001 2018-02-20 4 M 0 1500 0.00 D Common Stock 1500 4500 D Restricted Stock Unit 0.0001 2018-02-20 4 A 0 1800 0.00 A Common Stock 1800 1800 D Market Stock Unit 0.0001 2018-02-20 4 A 0 9250 0.00 A Common Stock 9250 9250 D Includes 257 shares acquired under the ALGN ESPP on July 31, 2017 and 257 shares acquired under the ALGN ESPP on January 31, 2018. Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Roger E. George Atty-in-Fact for Stuart Hockridge 2018-02-22