0000899243-17-005087.txt : 20170223 0000899243-17-005087.hdr.sgml : 20170223 20170223160657 ACCESSION NUMBER: 0000899243-17-005087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170220 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Relic Zelko CENTRAL INDEX KEY: 0001593575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 17632503 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001593575 Relic Zelko C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 VP, R&D Common Stock 2017-02-20 2017-02-20 4 M 0 9250 0.00 A 27772 D Common Stock 2017-02-20 2017-02-20 4 F 0 4015 101.765 D 23757 D Restricted Stock Unit 0.0001 2017-02-20 2017-02-20 4 M 0 250 0.00 D Common Stock 250 250 D Restricted Stock Unit 0.0001 2017-02-20 2017-02-20 4 M 0 500 0.00 D Common Stock 500 0 D Restricted Stock Unit 0.0001 2017-02-20 2017-02-20 4 M 0 3000 0.00 D Common Stock 3000 6000 D Restricted Stock Unit 0.0001 2017-02-20 2017-02-20 4 M 0 2500 0.00 D Common Stock 2500 7500 D Market Stock Unit 0.0001 2017-02-20 2017-02-20 4 M 0 1500 0.00 D Common Stock 1500 0 D Market Stock Unit 0.0001 2017-02-20 2017-02-20 4 M 0 1500 0.00 D Common Stock 1500 0 D Restricted Stock Unit 0.0001 2017-02-20 2017-02-20 4 A 0 7000 0.00 A Common Stock 7000 7000 D Market Stock Unit 0.0001 2017-02-20 2017-02-20 4 A 0 14000 0.00 A Common Stock 14000 14000 D Includes 453 shares issued on January 31, 2017 under the ALGN ESPP. Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. Represents the maximum number of shares issued under the market stock unit granted on February 20, 2014. Shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Roger E. George Atty-In-Fact for Zelko Relic 2017-02-22