0000899243-16-014201.txt : 20160224 0000899243-16-014201.hdr.sgml : 20160224 20160224160529 ACCESSION NUMBER: 0000899243-16-014201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160220 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN JOSEPH M CENTRAL INDEX KEY: 0001233163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 161451959 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY, INC. STREET 2: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001233163 HOGAN JOSEPH M C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 1 0 0 President and CEO Restricted Stock Unit 0.0001 2016-02-20 2016-02-20 4 A 0 30000 0.00 A Common Stock 30000 30000 D Market Stock Unit 0.0001 2016-02-20 2016-02-20 4 A 0 69000 0.00 A Common Stock 69000 69000 D Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on February 20, 2016 will become vested on February 20, 2017 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). /s/ Roger E. George Atty-in-Fact for Joseph M. Hogan 2016-02-24