-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GUn9yCdfBDVcQPJuU9XHXilAQDuqxauuw0wIb6Ff8ofX+6HH5prpBFcBFhHqOuNf hMHoBs3HJ2Gfa+Ynp8cFjw== 0001104659-03-021681.txt : 20030926 0001104659-03-021681.hdr.sgml : 20030926 20030926205250 ACCESSION NUMBER: 0001104659-03-021681 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030915 FILED AS OF DATE: 20030926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX CHART LLC CENTRAL INDEX KEY: 0001264607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03913570 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001264945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03913568 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 2002 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUDAX PRIVATE EQUITY FUND L P CENTRAL INDEX KEY: 0001097123 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11442 FILM NUMBER: 03913569 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 6178591500 MAIL ADDRESS: STREET 1: C/O AUDAX MANAGEMENT CO LLC STREET 2: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 3/A 1 a3a.xml 3/A X0201 3/A 2003-09-15 2003-09-25 0 0000892553 CHART INDUSTRIES INC CIDIV 0001264607 AUDAX CHART LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001097123 AUDAX PRIVATE EQUITY FUND L P 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 0001264945 AUDAX MANAGEMENT CO LLC 101 HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 Common Stock 896874 I See footnotes Additional Reporting Persons: Audax Private Equity Fund, L.P., Audax Private Equity Business, L.L.C., Audax Private Equity Business, L.P., Audax Holdings I, L.L.C., Audax Group, L.P., 101 Huntington Holdings, L.L.C., Marc B. Wolpow, Geoffrey S. Rehnert and Audax Management Company, LLC Audax Chart, LLC ("Audax Chart") is the direct beneficial owner of the Common Stock. Marc B. Wolpow and Geoffrey S. Rehnert are the managing members of 101 Huntington Holdings, L.L.C., which is the general partner of Audax Group, L.P., which is the sole managing member of Audax Holdings I, L.L.C., which is the general partner of Audax Private Equity Business, L.P., which is the sole managing member of Audax Private Equity Business, L.L.C., which is the general partner of Audax Private Equity Fund, L.P., which is the sole managing member of Audax Chart. Audax Management Company, LLC has been granted a proxy over certain shares of the Issuer. The Reporting Persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. The filing of this form shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 or otherwise, the beneficial owner of such shares. Audax Chart, LLC /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Private Equity Fund, L.P. By: Audax Private Equity Business, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Private Equity Business, L.L.C. /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Private Equity Business, L.P. By: Audax Holdings I, L.L.C., its general partner By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Holdings I, L.L.C. By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Group, L.P. By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 101 Huntington Holdings, L.L.C. /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 Audax Management Company, LLC By: Audax Group, L.P., its managing member By: 101 Huntington Holdings, L.L.C., its general partner /s/ Richard T. Joseph, Authorized Signatory 2003-09-25 /s/ Marc B. Wolpow 2003-09-25 /s/ Geoffrey S. Rehnert 2003-09-25 -----END PRIVACY-ENHANCED MESSAGE-----