0001096978-20-000001.txt : 20200211 0001096978-20-000001.hdr.sgml : 20200211 20200211121723 ACCESSION NUMBER: 0001096978-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 20595427 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 12-31-2019 12-31-2019 Mariner Investment Group LLC

500 Mamaroneck Avenue, 4th Floor Harrison NY 10528

13F HOLDINGS REPORT 028-11231 N Vitaly Granovsky 914 670-4393 /s/Vitaly Granovksy Harrison NY 02-11-2020 2 126 89128 false 1 0001070304 028-18337 ORIX CORP 2 0001602159 028-18323 ORIX Corp USA INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAM NAT RES FD INCCOM00548F10592256000SHDFND1 25600000ALLIANZGI CONV INCOME FDCOM01882810311520000SHDFND1 22000000ALLIANZGI CONV INCOME FD IICOM01882510910220000SHDFND1 22000000ALPS ETF TRALERIAN MLP00162Q86655365000SHDFND1 26500000ALPS ETF TRALERIAN MLP00162Q8661320000SHCallDFND1 22000000ALPS ETF TRALERIAN MLP00162Q86653106500SHCallDFND1 210650000ALPS ETF TRALERIAN MLP00162Q86637298700SHCallDFND1 229870000ALPS ETF TRALERIAN MLP00162Q866250500000SHCallDFND1 250000000APOLLO SR FLOATING RATE FD ICOM03763610759939546SHDFND1 23954600AVAYA HLDGS CORPCOM05351X10120214983SHDFND1 21498300AVAYA HLDGS CORPCOM05351X101114885047SHDFND1 28504700AVAYA HLDGS CORPNOTE 2.250% 6/105351XAB768237687000PRNDFND1 2768700000AVAYA HLDGS CORPNOTE 2.250% 6/105351XAB712011353000PRNDFND1 2135300000BARINGS BDC INCCOM06759L10319018521SHDFND1 21852100BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10261445255SHDFND1 24525500BLACKROCK FLOAT RATE OME STRCOM09255X1001861138498SHDFND1 213849800BLACKROCK FLOAT RATE OME STRCOM09255X10071252986SHDFND1 25298600BLACKROCK FLOATING RATE INCOCOM09194110450839455SHDFND1 23945500BLACKROCK FLOATING RATE INCOCOM0919411041387107768SHDFND1 210776800BLACKROCK MUNI INTER DR FD ICOM09253X10224817392SHDFND1 21739200BLACKROCK MUNIHLDGS NY QLTYCOM09255C10619013914SHDFND1 21391400BLACKROCK MUNIHLDNGS CALI QLCOM09254L10718713399SHDFND1 21339900BLACKROCK MUNIHLDNGS CALI QLCOM09254L1071444103249SHDFND1 210324900BLACKROCK MUNIHLDNGS CALI QLCOM09254L10718313065SHDFND1 21306500BLACKROCK MUNIHLDNGS QLTY IICOM09254C10745035675SHDFND1 23567500BLACKROCK MUNIHLDS INVSTM QLCOM09254P10825819405SHDFND1 21940500BLACKROCK MUNIHLDS INVSTM QLCOM09254P10845033830SHDFND1 23383000BLACKROCK MUNIHLDS INVSTM QLCOM09254P1082338175959SHDFND1 217595900BLACKROCK MUNIVEST FD INCCOM09253R10559665422SHDFND1 26542200BLACKROCK MUNIYIELD CALI QLTCOM09254N103139197904SHDFND1 29790400BLACKROCK MUNIYIELD NY QLTYCOM09255E10224118444SHDFND1 21844400BLACKROCK MUNIYIELD NY QLTYCOM09255E10289968704SHDFND1 26870400BLACKROCK MUNIYIELD PA QLTYCOM09255G10733123160SHDFND1 22316000BLACKROCK MUNIYIELD QLTY FDCOM09254E10318013326SHDFND1 21332600BLACKROCK MUNIYIELD QLTY FDCOM09254E10321315763SHDFND1 21576300BLACKROCK MUNIYIELD QLTY FDCOM09254E1031823135010SHDFND1 213501000BLACKROCK MUNIYLD INVST QLTYCOM09254T10029221561SHDFND1 22156100BRANDYWINEGBL GLBAL INM OPRTCOM10537L10428022189SHDFND1 22218900CLEARBRIDGE ENERGY MIDSTRM OCOM18469P10014817632SHDFND1 21763200CLEARBRIDGE ENERGY MIDSTRM OCOM18469P10077792368SHDFND1 29236800CLEARBRIDGE MLP AND MIDSTRMCOM18469210167660000SHDFND1 26000000CLEARBRIDGE MLP AND MIDSTRMCOM18469210146541300SHDFND1 24130000CPI CARD GROUP INCCOM NEW12634H2001314564SHDFND1 21456400CPI CARD GROUP INCCOM NEW12634H2007582978SHDFND1 28297800CUSHING RENAISSANCE FDCOM23164710866749297SHDFND1 24929700DELAWARE INV MN MUN INC FD ICOM24610V1031422108217SHDFND1 210821700DWS MUN INCOME TR NEWCOM23336810937533122SHDFND1 23312200DWS MUN INCOME TR NEWCOM2333681092888254939SHDFND1 225493900DWS MUN INCOME TR NEWCOM23336810987977609SHDFND1 27760900EATON VANCE CALIF MUN BD FDCOM27828A10016614721SHDFND1 21472100EATON VANCE FLTING RATE INCCOM27827910447234394SHDFND1 23439400EATON VANCE FLTING RATE INCCOM27827910465547741SHDFND1 24774100EATON VANCE LTD DUR INCOME FCOM27828H105110083000SHDFND1 28300000EATON VANCE SR FLTNG RTE TRCOM27828Q10591667579SHDFND1 26757900EATON VANCE SR INCOME TRSH BEN INT27826S10312319166SHDFND1 21916600EATON VANCE SR INCOME TRSH BEN INT27826S10335355089SHDFND1 25508900EATON VANCE SR INCOME TRSH BEN INT27826S103702109515SHDFND1 210951500ENLINK MIDSTREAM LLCCOM UNIT REP LTD29336T10031851900SHDFND1 25190000EQM MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B10032911000SHDFND1 21100000FEDERATED PREM MUN INC FDCOM31423P10819613921SHDFND1 21392100FIDUCIARY CLAYMORE ENGRY INFCOM31647Q10615419518SHDFND1 21951800FIDUCIARY CLAYMORE ENGRY INFCOM31647Q1061070135482SHDFND1 213548200FIRST TR SR FLG RTE INCM FDCOM33733U10878262272SHDFND1 26227200FIRST TR SR FLOATING RATE 20COM SHS33740K10158263311SHDFND1 26331100FS KKR CAPITAL CORPCOM30263510748879589SHDFND1 27958900FST TR NEW OPPORT MLP & ENECOM33739M10027529500SHDFND1 22950000GABELLI DIVD & INCOME TRCOM36242H10453624424SHDFND1 22442400GDL FUNDCOM SH BEN IT36157010423925713SHDFND1 22571300GDL FUNDCOM SH BEN IT36157010462667363SHDFND1 26736300GOLDMAN SACHS MLP INC OPP FDCOM SHS38147W10354589800SHDFND1 28980000GOLDMAN SACHS MLP INC OPP FDCOM SHS38147W10339665200SHDFND1 26520000HIGHLAND INCOME FUNDHIGHLAND INCOME43010E40449740000SHDFND1 24000000INVESCO DYNAMIC CR OPP FDCOM46132R10445139754SHDFND1 23975400INVESCO DYNAMIC CR OPP FDCOM46132R10411910514SHDFND1 21051400INVESCO EXCHNG TRADED FD TRSR LN ETF46138G5087188315000SHDFND1 231500000INVESCO PA VALUE MUN INCOMECOM46132K10943432917SHDFND1 23291700ISHARES TRIBOXX HI YD ETF4642885132085100SHPutDFND1 28510000ISHARES TRIBOXX HI YD ETF464288513314900SHPutDFND1 21490000ISHARES TRIBOXX HI YD ETF464288513125000SHPutDFND1 22500000KAYNE ANDERSN MLP MIDS INVTCOM48660610669750000SHDFND1 25000000MARTIN MIDSTREAM PRTNRS L PUNIT L P INT5733311054010000SHDFND1 21000000NEUBERGER BERMAN MLP AND ENRCOM64129H1041352200000SHDFND1 210000000NUVEEN ARIZONA QLTY MUN INCCOM67061W10419814699SHDFND1 21469900NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1021687220000SHDFND1 222000000NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1023061399149SHDFND1 239914900NUVEEN FLOATING RATE INCOMECOM67072T10866665000SHDFND1 26500000NUVEEN FLOATING RATE INCOMECOM67072T10810310025SHDFND1 21002500NUVEEN FLOATING RATE INCOMECOM67072T10858757281SHDFND1 25728100NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN1001404140500SHDFND1 214050000NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10056756759SHDFND1 25675900NUVEEN GEORGIA QLTY MUN INCCOM67072B10712710090SHDFND1 21009000NUVEEN MINESOTA QLT MUN INCSHS67073410256038323SHDFND1 23832300NUVEEN SHT DUR CR OPP FDCOM67074X107120479287SHDFND1 27928700NUVEEN SHT DUR CR OPP FDCOM67074X10728218539SHDFND1 21853900NUVEEN SR INCOME FDCOM67067Y1041192200000SHDFND1 220000000NUVEEN SR INCOME FDCOM67067Y10452087205SHDFND1 28720500NUVEEN SR INCOME FDCOM67067Y1049115262SHDFND1 21526200NUVEEN TEXAS QLTY MUN INCMECOM67098310550435144SHDFND1 23514400OAKTREE SPECIALTY LENDING COCOM67401P108638116911SHDFND1 211691100PIMCO ENRGY TACTICAL CR OPPCOM SHS BEN INT69346N10782550000SHDFND1 25000000PIONEER MUN HIGH INCOME ADVCOM72376210075770000SHDFND1 27000000PREFERRED APT CMNTYS INCCOM74039L10326620000SHDFND1 22000000RIVERNORTH OPPRTUNITIES FD ICOM76881Y10982450500SHDFND1 25050000SOUTHWESTERN ENERGY COCOM84546710912150000SHDFND1 25000000SPDR S&P 500 ETF TRTR UNIT78462F103160150000SHPutDFND1 25000000SPROTT PHYSICAL GOLD & SILVETR UNIT85208R1011466100000SHDFND1 210000000SUMMIT MIDSTREAM PARTNERS LPCOM UNIT LTD8661421025015000SHDFND1 21500000TEKLA LIFE SCIENCES INVSSH BEN INT87911K10033419169SHDFND1 21916900TEKLA LIFE SCIENCES INVSSH BEN INT87911K100160091824SHDFND1 29182400TORTOISE ENERGY INDEPENDENCCOM89148K101617142410SHDFND1 214241000TORTOISE ESSENTIAL ASSETS INCOM SH BEN INT89148A103100561318SHDFND1 26131800TORTOISE ESSENTIAL ASSETS INCOM SH BEN INT89148A10319712000SHDFND1 21200000TORTOISE MIDSTRM ENERGY FD ICOM89148B10158653485SHDFND1 25348500TORTOISE MIDSTRM ENERGY FD ICOM89148B10178972015SHDFND1 27201500TORTOISE PWR & ENERGY INFRASCOM89147X10448028312SHDFND1 22831200UBS AG LONDON BRHETRACS MTH 2XLV90270L8422138149946SHDFND1 214994600VERTICAL CAP INCOME FUNDSHS BEN INT92535C10469967174SHDFND1 26717400VOYA GLBL EQTY DIV & PREM OPCOM92912T10018930600SHDFND1 23060000VOYA GLBL EQTY DIV & PREM OPCOM92912T10033854651SHDFND1 25465100VOYA INFRASTRUCTURE INDLS &COM92912X10132928547SHDFND1 22854700VOYA INFRASTRUCTURE INDLS &COM92912X10115813725SHDFND1 21372500VOYA NAT RES EQUITY INCOME FCOM92913C106531128841SHDFND1 212884100VOYA PRIME RATE TRSH BEN INT92913A10038777269SHDFND1 27726900WESTERN ASSET CORPORATE LN FCOM95790J10257758196SHDFND1 25819600WESTERN ASSET CORPORATE LN FCOM95790J10229329582SHDFND1 22958200WESTERN ASSET CORPORATE LN FCOM95790J10252753162SHDFND1 25316200