0001085146-23-001158.txt : 20230214
0001085146-23-001158.hdr.sgml : 20230214
20230213213057
ACCESSION NUMBER: 0001085146-23-001158
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230213
EFFECTIVENESS DATE: 20230214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC
CENTRAL INDEX KEY: 0001096978
IRS NUMBER: 510661527
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11231
FILM NUMBER: 23621578
BUSINESS ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
BUSINESS PHONE: 914-670-4300
MAIL ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
FORMER COMPANY:
FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC
DATE OF NAME CHANGE: 19991015
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001096978
XXXXXXXX
12-31-2022
12-31-2022
false
MARINER INVESTMENT GROUP LLC
500 MAMARONECK AVENUE, 4TH FLOOR
Harrison
NY
10528
13F HOLDINGS REPORT
028-11231
N
Vitaly Granovsky
Managing Director
914 670-4393
/s/ Vitaly Granovsky
Harrison
NY
02-13-2023
0
93
34236
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
AETHERIUM ACQUISITION CORP
UNIT 12/21/2026
00809J200
307
30000
SH
DFND
30000
0
0
APX ACQUISITION CORP I
UNIT 12/07/2026
G0440J117
431
40000
SH
DFND
40000
0
0
ATHENA TECHNOLOGY ACQ CORP I
*W EXP 10/17/202
04687C113
0
10000
SH
DFND
10000
0
0
ATHENA TECHNOLOGY ACQ CORP I
CL A COM
04687C105
201
20000
SH
DFND
20000
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
979
23030000
PRN
DFND
23030000
0
0
BATTERY FUTURE ACQUISITION C
UNIT 99/99/9999
G0888J116
205
20000
SH
DFND
20000
0
0
BLACKROCK CAP ALLOCATION TR
COM
09260U109
351
25277
SH
DFND
25277
0
0
BLACKROCK ESG CAP ALLC TR
SHS BEN INT
09262F100
463
34442
SH
DFND
34442
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
540
52301
SH
DFND
52301
0
0
BLACKROCK MUNIYIELD FD INC
COM
09253W104
673
64688
SH
DFND
64688
0
0
BLUE OWL CAPITAL INC
COM CL A
09581B103
326
30800
SH
DFND
30800
0
0
BYNORDIC ACQUISITION CORP
UNIT 07/01/2027
124420209
205
20000
SH
DFND
20000
0
0
CARTESIAN GROWTH CORP
CL A SHS
G19276107
175
16000
SH
DFND
16000
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
199
20000
SH
DFND
20000
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
107
102000
SH
DFND
102000
0
0
CONSTELLATION ACQUISITN CORP
UNIT 99/99/9999
G2R18K121
101
10000
SH
DFND
10000
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
10
201000
SH
Put
DFND
201000
0
0
DYNEX CAP INC
COM
26817Q886
127
10000
SH
DFND
10000
0
0
EATON VANCE CALIF MUN BD FD
COM
27828A100
503
58242
SH
DFND
58242
0
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
589
65376
SH
DFND
65376
0
0
EDTECHX HOLDINGS ACQU CORP I
*W EXP 06/15/202
28139A110
0
10000
SH
DFND
10000
0
0
EVE MOBILITY ACQUISITION COR
UNIT 99/99/9999
G3218G125
308
30000
SH
DFND
30000
0
0
EVERGREEN CORPORATION
UNIT 02/08/2027
G3312W125
301
28220
SH
DFND
28220
0
0
EVO ACQUISITION CORP
*W EXP 01/04/202
30052G116
1
14450
SH
DFND
14450
0
0
FIRST RESERVE SUSTAINABLE GW
CLASS A COM
336169107
201
20000
SH
DFND
20000
0
0
FRONTIER INVESTMENT CORP
UNIT 06/29/2026
G36816117
118
11789
SH
DFND
11789
0
0
FTAC EMERALD ACQUISITION COR
UNIT 10/19/2028
29103K209
201
20000
SH
DFND
20000
0
0
FUTURETECH II ACQUISITION CO
UNIT 12/23/2022
36119D202
132
12900
SH
DFND
12900
0
0
GARDINER HEALTHCARE ACQTS CO
*W EXP 07/30/202
365506112
4
30000
SH
DFND
30000
0
0
GARDINER HEALTHCARE ACQTS CO
COMMON STOCK
365506104
308
30000
SH
DFND
30000
0
0
GIGCAPITAL 5 INC
*W EXP 03/28/202
37519U117
1
15530
SH
DFND
15530
0
0
GOAL ACQUISITIONS CORP
*W EXP 02/11/202
38021H115
2
50000
SH
DFND
50000
0
0
GOLDEN ARROW MERGER CORP
*W EXP 07/31/202
380799114
0
19150
SH
DFND
19150
0
0
GOLDEN ARROW MERGER CORP
CLASS A COM
380799106
701
70000
SH
DFND
70000
0
0
GORES HOLDINGS IX INC
UNIT 01/14/2029
38287A200
199
20000
SH
DFND
20000
0
0
GX ACQUISITION CORP II
UNIT 03/17/2026
36260F204
152
14900
SH
DFND
14900
0
0
HEALTHCARE AI ACQUISITION CO
UNIT 12/07/2026
G4373K125
205
20000
SH
DFND
20000
0
0
HERTZ GLOBAL HLDGS INC
COM NEW
42806J700
7388
480065
SH
DFND
480065
0
0
INDUSTRIAL TECH ACQSTNS II I
UNIT 03/31/2028
45635R207
205
20000
SH
DFND
20000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
28
600000
SH
Call
DFND
600000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
7
200000
SH
Put
DFND
200000
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3
50500
SH
Put
DFND
50500
0
0
JACKSON ACQUISITION CO
UNIT 99/99/9999
46653C205
254
25000
SH
DFND
25000
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
398
39900
SH
DFND
39900
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
100
10000
SH
DFND
10000
0
0
M3 BRIGADE ACQUISITION II CO
COM CL A
553800103
339
33790
SH
DFND
33790
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
1046
775000
SH
Put
DFND
775000
0
0
MARLIN TECHNOLOGY CORP
UNIT 99/99/9999
G58411128
178
17650
SH
DFND
17650
0
0
MASON INDUSTRIAL TECHNOLGY I
COM CL A
57520Y106
186
18589
SH
DFND
18589
0
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
579
185095
SH
DFND
185095
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
391
54932
SH
DFND
54932
0
0
MOTIVE CAPITAL CORP II
UNIT 99/99/9999
G6293R122
511
50000
SH
DFND
50000
0
0
NEWBURY STREET ACQUISITN COR
*W EXP 04/30/202
65101L112
1
12413
SH
DFND
12413
0
0
NEWBURY STREET ACQUISITN COR
COM
65101L104
274
27403
SH
DFND
27403
0
0
NEXPOINT DIVERSIFIED REL ET
COM NEW
65340G205
1012
90311
SH
DFND
90311
0
0
NORDSTROM INC
COM
655664100
3
200000
SH
Put
DFND
200000
0
0
NUVEEN AMT-FREE MUN VALUE FD
COM
670695105
363
26690
SH
DFND
26690
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
734
85325
SH
DFND
85325
0
0
NUVEEN N Y MUN VALUE FD
COM
67062M105
379
45858
SH
DFND
45858
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
647
63017
SH
DFND
63017
0
0
OFS CAP CORP
COM
67103B100
406
39787
SH
DFND
39787
0
0
OXUS ACQUISITION CORP
*W EXP 99/99/999
G6859L121
1
23300
SH
DFND
23300
0
0
PERELLA WEINBERG PARTNERS
CLASS A COM
71367G102
98
10000
SH
DFND
10000
0
0
PGIM SHORT DUR HIG YLD OPP F
COM
69355J104
471
32071
SH
DFND
32071
0
0
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
136
19644
SH
DFND
19644
0
0
PIMCO NEW YORK MUN INCOME FD
COM
72201E105
164
24040
SH
DFND
24040
0
0
PIONEER MUN HIGH INCOME OPPO
COMMON STOCK
723760104
885
83134
SH
DFND
83134
0
0
POWER REIT
COM
73933H101
61
15423
SH
DFND
15423
0
0
REVELSTONE CAPITAL ACQSTN CO
UNIT 12/17/2026
76137R205
203
20000
SH
DFND
20000
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
4
200000
SH
Put
DFND
200000
0
0
SEVEN HILLS REALTY TRUST
COM
81784E101
1935
212846
SH
DFND
212846
0
0
SHAPEWAYS HOLDINGS INC
*W EXP 09/29/202
81947T110
0
11950
SH
DFND
11950
0
0
SOUTHPORT ACQUISITION CORP
UNIT 99/99/9999
84465L204
203
20000
SH
DFND
20000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
0
20000
SH
Call
DFND
20000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6
50000
SH
Put
DFND
50000
0
0
SPREE ACQUISITION CORP 1 LTD
UNIT 99/99/9999
G83745110
204
20000
SH
DFND
20000
0
0
ST ENERGY TRANSITION I LTD
UNIT 99/99/9999
G8465L123
198
19300
SH
DFND
19300
0
0
SWIFTMERGE ACQUISITION CORP
UNIT 12/13/2026
G63836129
303
30000
SH
DFND
30000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
3
60000
SH
Put
DFND
60000
0
0
TARGET GLOBAL ACQUISI I CORP
UNIT 99/99/9999
G8675N117
205
20000
SH
DFND
20000
0
0
TERAWULF INC
COM
88080T104
233
349718
SH
DFND
349718
0
0
TOLL BROTHERS INC
COM
889478103
10
50000
SH
Put
DFND
50000
0
0
TRAJECTORY ALPHA ACQUISITION
UNIT 99/99/9999
89301B203
201
20000
SH
DFND
20000
0
0
VISCOGLIOSI BROS ACQUISTN CO
UNIT 03/18/2027
92838K209
201
19900
SH
DFND
19900
0
0
VISTRA CORP
COM
92840M102
603
26000
SH
DFND
26000
0
0
WAYFAIR INC
CL A
94419L101
12
51300
SH
Put
DFND
51300
0
0
WEJO GROUP LIMITED
*W EXP 11/18/202
G9525W117
1
26566
SH
DFND
26566
0
0
WESTERN ACQSTN VENTURES CORP
*W EXP 09/01/202
95758L115
2
30000
SH
DFND
30000
0
0
WESTERN ACQSTN VENTURES CORP
COM
95758L107
347
30000
SH
DFND
30000
0
0
WESTERN ASSET INTER MUNI FD
COM
958435109
274
36068
SH
DFND
36068
0
0
WESTERN ASSET MANAGED MUNS F
COM
95766M105
1178
117003
SH
DFND
117003
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
225
26169
SH
DFND
26169
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
1111
121719
SH
DFND
121719
0
0