The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 225 22,670 SH   DFND   22,670 0 0
AF ACQUISITION CORP UNIT 03/31/2028 001040203 151 15,301 SH   DFND   15,301 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 5 50,000 SH Put DFND   50,000 0 0
ALTIMAR ACQUISITION CORP SHS CL A G03707109 419 42,440 SH   DFND   42,440 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 4 100,000 SH Put DFND   100,000 0 0
ARK ETF TR INNOVATION ETF 00214Q104 35 19,000 SH Put DFND   19,000 0 0
ATHENA TECHNOLOGY ACQUISI CO UNIT 99/99/9999 04687A208 201 20,300 SH   DFND   20,300 0 0
AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 5,726 4,640,000 PRN   DFND   4,640,000 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 116 10,529 SH   DFND   10,529 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 917 70,551 SH   DFND   70,551 0 0
BLACKSTONE SENIOR FLOATNG RA COM 09256U105 625 40,178 SH   DFND   40,178 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 847 63,523 SH   DFND   63,523 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 184 16,776 SH   DFND   16,776 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 309 16,550 SH   DFND   16,550 0 0
COHEN & STEERS MLP INCOME & COM SHS 19249B106 128 40,000 SH   DFND   40,000 0 0
CORAZON CAPITAL V838 MONOCER UNIT 03/24/2026 G24237110 143 14,408 SH   DFND   14,408 0 0
DECARBONIZATION PLUS ACQU II UNIT 03/19/2026 24279D204 212 21,300 SH   DFND   21,300 0 0
DISRUPTIVE ACQUISITION CORP UNIT 03/06/2026 G2770Y110 278 28,166 SH   DFND   28,166 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 1,041 54,403 SH   DFND   54,403 0 0
EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 135 10,209 SH   DFND   10,209 0 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 1,037 63,683 SH   DFND   63,683 0 0
EATON VANCE FLTING RATE INC COM 278279104 902 63,956 SH   DFND   63,956 0 0
EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 153 15,404 SH   DFND   15,404 0 0
EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 188 18,900 SH   DFND   18,900 0 0
EXPEDIA GROUP INC COM NEW 30212P303 6 10,000 SH Put DFND   10,000 0 0
EXXON MOBIL CORP COM 30231G102 25 30,000 SH Put DFND   30,000 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 253 20,399 SH   DFND   20,399 0 0
FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 428 107,309 SH   DFND   107,309 0 0
FIRSTENERGY CORP COM 337932107 2,428 70,000 SH   DFND   70,000 0 0
FS KKR CAP CORP II COM 35952V303 1,043 53,422 SH   DFND   53,422 0 0
GABELLI CONV & INC SECS FD I COM 36240B109 65 10,603 SH   DFND   10,603 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 486 140,000 SH   DFND   140,000 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 979 195,000 SH   DFND   195,000 0 0
GDL FD COM SH BEN IT 361570104 2,067 231,502 SH   DFND   231,502 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 204 21,100 SH   DFND   21,100 0 0
GORES GUGGENHEIM INC UNIT 03/25/2028 38286Q206 196 19,733 SH   DFND   19,733 0 0
GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 256 25,840 SH   DFND   25,840 0 0
GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 100 10,000 SH   DFND   10,000 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 410 50,000 SH Put DFND   50,000 0 0
ISHARES TR IBOXX HI YD ETF 464288513 11 60,000 SH Put DFND   60,000 0 0
KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 67 10,000 SH   DFND   10,000 0 0
MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 198 20,000 SH   DFND   20,000 0 0
MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 135 13,613 SH   DFND   13,613 0 0
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 184 19,211 SH   DFND   19,211 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 273 65,096 SH   DFND   65,096 0 0
NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 720 63,189 SH   DFND   63,189 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 447 47,134 SH   DFND   47,134 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 2,339 242,173 SH   DFND   242,173 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 2,635 276,170 SH   DFND   276,170 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 351 24,252 SH   DFND   24,252 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 787 55,716 SH   DFND   55,716 0 0
NUVEEN SR INCOME FD COM 67067Y104 805 143,544 SH   DFND   143,544 0 0
OWL ROCK CAPITAL CORPORATION COM 69121K104 713 51,420 SH   DFND   51,420 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 891 86,110 SH   DFND   86,110 0 0
PIMCO NEW YORK MUN FD II COM 72200Y102 154 13,646 SH   DFND   13,646 0 0
PIONEER FLOATING RATE TR COM 72369J102 242 21,100 SH   DFND   21,100 0 0
POWER REIT COM 73933H101 389 8,608 SH   DFND   8,608 0 0
PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 148 15,000 SH   DFND   15,000 0 0
RIVERNORTH MANAGED DUR MUN I COM 76882H105 288 15,496 SH   DFND   15,496 0 0
RMR MORTGAGE TR COM 76970B101 1,174 97,859 SH   DFND   97,859 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 221 43,308 SH   DFND   43,308 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 42 100,000 SH Put DFND   100,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 40 130,000 SH Put DFND   130,000 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 838 48,243 SH   DFND   48,243 0 0
TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 187 18,950 SH   DFND   18,950 0 0
TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 392 39,800 SH   DFND   39,800 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 310 12,700 SH   DFND   12,700 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B200 206 8,004 SH   DFND   8,004 0 0
UNITED STS OIL FD LP UNITS 91232N207 35 50,000 SH Put DFND   50,000 0 0
VISTRA CORP COM 92840M102 796 45,000 SH   DFND   45,000 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 125 27,013 SH   DFND   27,013 0 0
WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 141 16,700 SH   DFND   16,700 0 0
WELLS FARGO GLOBAL DIVID OPP COM 94987C103 176 33,480 SH   DFND   33,480 0 0
WESTERN ASSET / CLAYMORE INF COM 95766R104 1,424 117,112 SH   DFND   117,112 0 0