0001085146-21-001587.txt : 20210512
0001085146-21-001587.hdr.sgml : 20210512
20210512142023
ACCESSION NUMBER: 0001085146-21-001587
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
EFFECTIVENESS DATE: 20210512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC
CENTRAL INDEX KEY: 0001096978
IRS NUMBER: 510661527
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11231
FILM NUMBER: 21914676
BUSINESS ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
BUSINESS PHONE: 914-670-4300
MAIL ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
FORMER COMPANY:
FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC
DATE OF NAME CHANGE: 19991015
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001096978
XXXXXXXX
03-31-2021
03-31-2021
false
MARINER INVESTMENT GROUP LLC
500 MAMARONECK AVENUE, 4TH FLOOR
Harrison
NY
10528
13F HOLDINGS REPORT
028-11231
N
Vitaly Granovsky
Managing Director
914 670-4393
/s/ Vitaly Granovsky
Harrison
NY
05-12-2021
0
74
40811
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ACCELERATE ACQUISITION CORP
UNIT 99/99/9999
00439D201
225
22670
SH
DFND
22670
0
0
AF ACQUISITION CORP
UNIT 03/31/2028
001040203
151
15301
SH
DFND
15301
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
5
50000
SH
Put
DFND
50000
0
0
ALTIMAR ACQUISITION CORP
SHS CL A
G03707109
419
42440
SH
DFND
42440
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
4
100000
SH
Put
DFND
100000
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
35
19000
SH
Put
DFND
19000
0
0
ATHENA TECHNOLOGY ACQUISI CO
UNIT 99/99/9999
04687A208
201
20300
SH
DFND
20300
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
5726
4640000
PRN
DFND
4640000
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
116
10529
SH
DFND
10529
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
917
70551
SH
DFND
70551
0
0
BLACKSTONE SENIOR FLOATNG RA
COM
09256U105
625
40178
SH
DFND
40178
0
0
BLACKSTONE STRATEGIC CREDIT
COM SHS BEN IN
09257R101
847
63523
SH
DFND
63523
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
184
16776
SH
DFND
16776
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
309
16550
SH
DFND
16550
0
0
COHEN & STEERS MLP INCOME &
COM SHS
19249B106
128
40000
SH
DFND
40000
0
0
CORAZON CAPITAL V838 MONOCER
UNIT 03/24/2026
G24237110
143
14408
SH
DFND
14408
0
0
DECARBONIZATION PLUS ACQU II
UNIT 03/19/2026
24279D204
212
21300
SH
DFND
21300
0
0
DISRUPTIVE ACQUISITION CORP
UNIT 03/06/2026
G2770Y110
278
28166
SH
DFND
28166
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
1041
54403
SH
DFND
54403
0
0
EATON VANCE CALIF MUN INCOM
SH BEN INT
27826F101
135
10209
SH
DFND
10209
0
0
EATON VANCE FLTG RATE INCOM
COM SHS BEN INT
278284104
1037
63683
SH
DFND
63683
0
0
EATON VANCE FLTING RATE INC
COM
278279104
902
63956
SH
DFND
63956
0
0
EQ HEALTH ACQUISITION CORP
UNIT 02/02/2028
26886A200
153
15404
SH
DFND
15404
0
0
EVO ACQUISITION CORP
UNIT 99/99/9999
30052G207
188
18900
SH
DFND
18900
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
6
10000
SH
Put
DFND
10000
0
0
EXXON MOBIL CORP
COM
30231G102
25
30000
SH
Put
DFND
30000
0
0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
253
20399
SH
DFND
20399
0
0
FIRST TRUST SPECIALTY FINANC
COM BEN INTR
33733G109
428
107309
SH
DFND
107309
0
0
FIRSTENERGY CORP
COM
337932107
2428
70000
SH
DFND
70000
0
0
FS KKR CAP CORP II
COM
35952V303
1043
53422
SH
DFND
53422
0
0
GABELLI CONV & INC SECS FD I
COM
36240B109
65
10603
SH
DFND
10603
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
486
140000
SH
DFND
140000
0
0
GAMCO NAT RES GOLD & INCOME
SH BEN INT
36465E101
979
195000
SH
DFND
195000
0
0
GDL FD
COM SH BEN IT
361570104
2067
231502
SH
DFND
231502
0
0
GOLDMAN SACHS MLP ENERGY REN
COM
38148G206
204
21100
SH
DFND
21100
0
0
GORES GUGGENHEIM INC
UNIT 03/25/2028
38286Q206
196
19733
SH
DFND
19733
0
0
GROWTH CAP ACQUISITION CORP
UNIT 06/01/2027
39986V206
256
25840
SH
DFND
25840
0
0
GX ACQUISITION CORP II
UNIT 03/17/2026
36260F204
100
10000
SH
DFND
10000
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
410
50000
SH
Put
DFND
50000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
11
60000
SH
Put
DFND
60000
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
67
10000
SH
DFND
10000
0
0
MAGNUM OPUS ACQUISITION LTD
UNIT 06/03/2026
G5S70A120
198
20000
SH
DFND
20000
0
0
MASON INDUSTRIAL TECHNOLGY I
UNIT 99/99/9999
57520Y205
135
13613
SH
DFND
13613
0
0
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
184
19211
SH
DFND
19211
0
0
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
273
65096
SH
DFND
65096
0
0
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
720
63189
SH
DFND
63189
0
0
NUVEEN DIVERSIFIED DIVID & I
COM
6706EP105
447
47134
SH
DFND
47134
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
2339
242173
SH
DFND
242173
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
2635
276170
SH
DFND
276170
0
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
351
24252
SH
DFND
24252
0
0
NUVEEN SHT DUR CR OPP FD
COM
67074X107
787
55716
SH
DFND
55716
0
0
NUVEEN SR INCOME FD
COM
67067Y104
805
143544
SH
DFND
143544
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
713
51420
SH
DFND
51420
0
0
PIMCO ENRGY TACTICAL CR OPP
COM SHS BEN INT
69346N107
891
86110
SH
DFND
86110
0
0
PIMCO NEW YORK MUN FD II
COM
72200Y102
154
13646
SH
DFND
13646
0
0
PIONEER FLOATING RATE TR
COM
72369J102
242
21100
SH
DFND
21100
0
0
POWER REIT
COM
73933H101
389
8608
SH
DFND
8608
0
0
PROGRESS ACQUISITION CORP
UNIT 12/25/2025
74327P204
148
15000
SH
DFND
15000
0
0
RIVERNORTH MANAGED DUR MUN I
COM
76882H105
288
15496
SH
DFND
15496
0
0
RMR MORTGAGE TR
COM
76970B101
1174
97859
SH
DFND
97859
0
0
SALIENT MIDSTREAM & MLP FD
SH BEN INT
79471V105
221
43308
SH
DFND
43308
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
42
100000
SH
Put
DFND
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
40
130000
SH
Put
DFND
130000
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
838
48243
SH
DFND
48243
0
0
TAILWIND INTERNATNAL ACQ COR
UNIT 99/99/9999
G8662F127
187
18950
SH
DFND
18950
0
0
TB SA ACQUISITION CORP
UNIT 03/25/2028
G8657L113
392
39800
SH
DFND
39800
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L886
310
12700
SH
DFND
12700
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
206
8004
SH
DFND
8004
0
0
UNITED STS OIL FD LP
UNITS
91232N207
35
50000
SH
Put
DFND
50000
0
0
VISTRA CORP
COM
92840M102
796
45000
SH
DFND
45000
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
125
27013
SH
DFND
27013
0
0
WELLS FARGO ADVANTAGE INCOME
WF INC OPPTY FD
94987B105
141
16700
SH
DFND
16700
0
0
WELLS FARGO GLOBAL DIVID OPP
COM
94987C103
176
33480
SH
DFND
33480
0
0
WESTERN ASSET / CLAYMORE INF
COM
95766R104
1424
117112
SH
DFND
117112
0
0