0001085146-20-002959.txt : 20201113 0001085146-20-002959.hdr.sgml : 20201113 20201113160108 ACCESSION NUMBER: 0001085146-20-002959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 201311354 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 09-30-2020 09-30-2020 false MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR Harrison NY 10528

13F HOLDINGS REPORT 028-11231 N Vitaly Granovsky 914 670-4393 /s/ Vitaly Granovsky Harrison NY 11-13-2020 0 38 36104 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 5296 5640000 PRN DFND 5640000 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 554 49360 SH DFND 49360 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 931 80951 SH DFND 80951 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 208 15478 SH DFND 15478 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 2011 231672 SH DFND 231672 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 650 48421 SH DFND 48421 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 279 20071 SH DFND 20071 0 0 BNY MELLON STRATEGIC MUN BD COM 09662E109 2179 298876 SH DFND 298876 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 177 13630 SH DFND 13630 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 22 17000 SH Put DFND 17000 0 0 DWS MUN INCOME TR COM 233368109 2470 222995 SH DFND 222995 0 0 EATON VANCE FLTING RATE INC COM 278279104 666 56096 SH DFND 56096 0 0 EATON VANCE MUN BD FD COM 27827X101 278 21075 SH DFND 21075 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 550 93681 SH DFND 93681 0 0 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 158 68935 SH DFND 68935 0 0 GDL FUND COM SH BEN IT 361570104 1870 223202 SH DFND 223202 0 0 INVESCO CALIF MUN INCOME TR COM 46132P108 1108 75352 SH DFND 75352 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 1226 98173 SH DFND 98173 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 614 66711 SH DFND 66711 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3384 31300 SH DFND 31300 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 342 28003 SH DFND 28003 0 0 INVESCO MUN TR COM 46131J103 549 45678 SH DFND 45678 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 392 31725 SH DFND 31725 0 0 ISHARES TR CORE S&P500 ETF 464287200 27 64000 SH Put DFND 64000 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 110 29600 SH DFND 29600 0 0 MFS MUN INCOME TR SH BEN INT 552738106 70 10900 SH DFND 10900 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1900 121353 SH DFND 121353 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 768 92495 SH DFND 92495 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 793 96692 SH DFND 96692 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 441 30000 SH DFND 30000 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 328 24252 SH DFND 24252 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 371 30000 SH DFND 30000 0 0 NUVEEN SR INCOME FD COM 67067Y104 495 102467 SH DFND 102467 0 0 PIONEER MUN HIGH INCOME ADVA COM 723762100 273 25000 SH DFND 25000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 151 303300 SH Put DFND 303300 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 2 13500 SH Call DFND 13500 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 2269 186125 SH DFND 186125 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 2192 195000 SH DFND 195000 0 0