The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACELRX PHARMACEUTICALS INC COM 00444T100 436 42,500 SH   DFND   42,500 0 0
AEGERION PHARMACEUTICALS INC COM 00767E102 1,605 50,000 SH   DFND   50,000 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 2,152 13,772 SH   DFND   13,772 0 0
ALKERMES PLC SHS G01767105 1,530 30,400 SH   DFND   30,400 0 0
ALLERGAN INC COM 018490102 3,215 19,000 SH   DFND   19,000 0 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 8,970 1,192,875 SH   DFND   1,192,875 0 0
AMC NETWORKS INC CL A 00164V103 615 10,000 SH   DFND   10,000 0 0
AMC NETWORKS INC CL A 00164V103 43 10,000 SH Call DFND   10,000 0 0
AMERICAN CAP LTD COM 02503Y103 1,032 67,500 SH   DFND   67,500 0 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 3,799 271,360 SH   DFND   271,360 0 0
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 550 49,000 SH   DFND   49,000 0 0
AMERICAN RLTY CAP PPTYS INC COM 02917T104 1,128 90,000 SH   DFND   90,000 0 0
AMERICAN SELECT PORTFOLIO IN COM 029570108 5,499 513,883 SH   DFND   513,883 0 0
AMERICAN STRATEGIC INCM PTFL COM 030098107 736 71,713 SH   DFND   71,713 0 0
AMERN STRATEGIC INCOME PTFL COM 030099105 1,436 163,500 SH   DFND   163,500 0 0
ANTARES PHARMA INC COM 036642106 792 296,477 SH   DFND   296,477 0 0
APACHE CORP COM 037411105 59 15,000 SH Call DFND   15,000 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 1,875 103,851 SH   DFND   103,851 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 2,737 149,220 SH   DFND   149,220 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 6,994 384,086 SH   DFND   384,086 0 0
ARES MULTI STRATEGY CR FD IN COM 04014Q108 5,866 268,331 SH   DFND   268,331 0 0
ARIAD PHARMACEUTICALS INC COM 04033A100 2,163 339,600 SH   DFND   339,600 0 0
ASCENA RETAIL GROUP INC COM 04351G101 428 25,000 SH   DFND   25,000 0 0
ATHENAHEALTH INC COM 04685W103 39 10,000 SH Put DFND   10,000 0 0
AUXILIUM PHARMACEUTICALS INC COM 05334D107 267 13,310 SH   DFND   13,310 0 0
AVENUE INCOME CR STRATEGIES COM 05358E106 1,771 98,506 SH   DFND   98,506 0 0
AVON PRODS INC COM 054303102 431 29,500 SH   DFND   29,500 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 2,311 350,000 SH Put DFND   350,000 0 0
BIOGEN IDEC INC COM 09062X103 1,261 4,000 SH   DFND   4,000 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,316 21,150 SH   DFND   21,150 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 2,077 169,000 SH   DFND   169,000 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 1,792 122,351 SH   DFND   122,351 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 668 47,037 SH   DFND   47,037 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 3,899 210,759 SH   DFND   210,759 0 0
BLACKROCK MUN INCOME TR BRIC ETF 09248F109 781 56,893 SH   DFND   56,893 0 0
BLACKROCK MUNI INCOME TR II COM 09249N101 501 34,439 SH   DFND   34,439 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 396 27,140 SH   DFND   27,140 0 0
BLACKROCK MUNICIPL INC QLTY COM 092479104 1,362 96,545 SH   DFND   96,545 0 0
BLACKROCK MUNIENHANCED FD IN COM 09253Y100 1,533 137,159 SH   DFND   137,159 0 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 158 11,020 SH   DFND   11,020 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 740 51,692 SH   DFND   51,692 0 0
BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 4,348 328,135 SH   DFND   328,135 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 1,449 104,375 SH   DFND   104,375 0 0
BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 3,010 185,437 SH   DFND   185,437 0 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 1,499 104,141 SH   DFND   104,141 0 0
BLACKROCK MUNIYIELD INVST FD COM 09254R104 154 10,494 SH   DFND   10,494 0 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 254 18,418 SH   DFND   18,418 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254F100 410 27,180 SH   DFND   27,180 0 0
BLACKSTONE GSO FLTING RTE FU COM 09256U105 871 48,608 SH   DFND   48,608 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 5,833 328,963 SH   DFND   328,963 0 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 14,634 823,549 SH   DFND   823,549 0 0
BOSTON BEER INC CL A 100557107 447 2,000 SH   DFND   2,000 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 5,505 646,114 SH   DFND   646,114 0 0
BOULDER TOTAL RETURN FD INC COM 101541100 392 15,286 SH   DFND   15,286 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 25 10,000 SH Call DFND   10,000 0 0
BROOKFIELD MTG OPP INC FD IN COM 112792106 7,340 417,050 SH   DFND   417,050 0 0
BUNGE LIMITED COM G16962105 4 15,000 SH Call DFND   15,000 0 0
CARROLS RESTAURANT GROUP INC COM 14574X104 525 73,705 SH   DFND   73,705 0 0
CATAMARAN CORP COM 148887102 2,731 61,847 SH   DFND   61,847 0 0
CBS CORP NEW CL B 124857202 56 20,000 SH Call DFND   20,000 0 0
CELGENE CORP COM 151020104 2,920 34,000 SH   DFND   34,000 0 0
CENTRAL FD CDA LTD CL A 153501101 1,575 108,352 SH   DFND   108,352 0 0
CHIMERIX INC COM 16934W106 658 30,000 SH   DFND   30,000 0 0
CINTAS CORP COM 172908105 222 3,500 SH   DFND   3,500 0 0
COACH INC COM 189754104 16 60,000 SH Call DFND   60,000 0 0
COBALT INTL ENERGY INC COM 19075F106 815 44,400 SH   DFND   44,400 0 0
COHEN & STEERS MLP INC & ENR COM SHS 19249B106 308 14,500 SH   DFND   14,500 0 0
COHEN & STEERS SLT PFD INCM COM 19248Y107 389 14,734 SH   DFND   14,734 0 0
COHEN & STEERS TOTAL RETURN COM 19247R103 5,684 458,590 SH   DFND   458,590 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 726 16,000 SH   DFND   16,000 0 0
CORNERSTONE PROGRESSIVE RTN COM 21925C101 4,966 1,082,000 SH   DFND   1,082,000 0 0
CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 603 98,992 SH   DFND   98,992 0 0
DANAHER CORP DEL COM 235851102 394 5,000 SH   DFND   5,000 0 0
DEX MEDIA INC NEW COM 25213A107 508 45,603 SH   DFND   45,603 0 0
DISNEY WALT CO COM DISNEY 254687106 23 15,000 SH Call DFND   15,000 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 8,219 365,927 SH   DFND   365,927 0 0
DREYFUS MUN BD INFRSTRCTR FD SHS 26203D101 743 62,769 SH   DFND   62,769 0 0
DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 452 30,622 SH   DFND   30,622 0 0
DWS MUN INCOME TR COM 23338M106 1,672 122,574 SH   DFND   122,574 0 0
E M C CORP MASS COM 268648102 659 25,000 SH   DFND   25,000 0 0
EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 176 35,336 SH   DFND   35,336 0 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 4,607 255,813 SH   DFND   255,813 0 0
EATON VANCE FLTING RATE INC COM 278279104 1,127 74,700 SH   DFND   74,700 0 0
EATON VANCE MUN BD FD COM 27827X101 653 52,545 SH   DFND   52,545 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 2,151 144,626 SH   DFND   144,626 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 3,099 455,093 SH   DFND   455,093 0 0
EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 1,496 107,780 SH   DFND   107,780 0 0
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 51,098 927,193 SH   DFND   927,193 0 0
ENCANA CORP COM 292505104 3 36,500 SH Put DFND   36,500 0 0
ENCANA CORP COM 292505104 593 25,000 SH   DFND   25,000 0 0
ENDOLOGIX INC COM 29266S106 1,098 72,200 SH   DFND   72,200 0 0
ENTERCOM COMMUNICATIONS CORP CL A 293639100 295 27,487 SH   DFND   27,487 0 0
EPR PPTYS PFD C CNV 5.75% 26884U208 12,350 536,955 SH   DFND   536,955 0 0
EV ENERGY PARTNERS LP COM UNITS 26926V107 594 15,000 SH   DFND   15,000 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 624 9,000 SH   DFND   9,000 0 0
FIFTH STR SR FLOATNG RATE CO COM 31679F101 288 20,500 SH   DFND   20,500 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 1,472 81,100 SH   DFND   81,100 0 0
FIRST TR INTER DUR PFD & IN COM 33718W103 4,989 218,151 SH   DFND   218,151 0 0
FIRST TR SR FLG RTE INCM FD COM 33733U108 657 45,984 SH   DFND   45,984 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 347 9,500 SH   DFND   9,500 0 0
GARMIN LTD SHS H2906T109 22 10,000 SH Put DFND   10,000 0 0
GENERAL ELECTRIC CO COM 369604103 946 36,000 SH   DFND   36,000 0 0
GENERAL ELECTRIC CO COM 369604103 4 30,000 SH Call DFND   30,000 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V118 1,331 50,000 SH   DFND   50,000 0 0
GILEAD SCIENCES INC COM 375558103 4,403 53,100 SH   DFND   53,100 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 3,062 170,963 SH   DFND   170,963 0 0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 594 43,700 SH   DFND   43,700 0 0
HCA HOLDINGS INC COM 40412C101 846 15,000 SH   DFND   15,000 0 0
HERBALIFE LTD COM USD SHS G4412G101 1,226 200,000 SH Call DFND   200,000 0 0
HERBALIFE LTD COM USD SHS G4412G101 296 60,400 SH Put DFND   60,400 0 0
HONEYWELL INTL INC COM 438516106 15 10,000 SH Call DFND   10,000 0 0
IMMUNOGEN INC COM 45253H101 1,550 130,800 SH   DFND   130,800 0 0
INCYTE CORP COM 45337C102 1,524 27,000 SH   DFND   27,000 0 0
INFINITY PHARMACEUTICALS INC COM 45665G303 1,223 96,000 SH   DFND   96,000 0 0
INFINITY PHARMACEUTICALS INC COM 45665G303 3 20,000 SH Call DFND   20,000 0 0
INTEL CORP COM 458140100 16,223 525,000 SH   DFND   525,000 0 0
INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 2,992 263,653 SH   DFND   263,653 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 12,008 927,243 SH   DFND   927,243 0 0
INVESCO MUN OPPORTUNITY TR COM 46132C107 1,642 130,285 SH   DFND   130,285 0 0
INVESCO SR INCOME TR COM 46131H107 6,325 1,262,554 SH   DFND   1,262,554 0 0
INVESCO TR INVT GRADE MUNS COM 46131M106 3,232 248,078 SH   DFND   248,078 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 954 62,200 SH   DFND   62,200 0 0
ISHARES 20+ YR TR BD ETF 464287432 120 56,000 SH Put DFND   56,000 0 0
ISHARES NASDQ BIOTEC ETF 464287556 5 21,000 SH Put DFND   21,000 0 0
ISHARES RUSSELL 2000 ETF 464287655 38 60,000 SH Put DFND   60,000 0 0
ISHARES U.S. REAL ES ETF 464287739 22 17,500 SH Put DFND   17,500 0 0
IVY HIGH INC OPPORTUNITIES F COM 465893105 227 12,245 SH   DFND   12,245 0 0
JARDEN CORP COM 471109108 28 10,000 SH Call DFND   10,000 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3,352 22,800 SH   DFND   22,800 0 0
KEATING CAPITAL INC COM 48722R106 89 14,992 SH   DFND   14,992 0 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 2,695 144,482 SH   DFND   144,482 0 0
LENNAR CORP CL B 526057302 746 21,000 SH   DFND   21,000 0 0
LMP CORPORATE LN FD INC COM 50208B100 1,628 135,452 SH   DFND   135,452 0 0
LMP REAL ESTATE INCOME FD IN COM 50208C108 1,800 156,407 SH   DFND   156,407 0 0
LOCKHEED MARTIN CORP COM 539830109 11,412 71,000 SH   DFND   71,000 0 0
LOWES COS INC COM 548661107 94 30,000 SH Call DFND   30,000 0 0
MARATHON OIL CORP COM 565849106 44 20,000 SH Call DFND   20,000 0 0
MARTHA STEWART LIVING OMNIME CL A 573083102 79 16,782 SH   DFND   16,782 0 0
MCDERMOTT INTL INC COM 580037109 202 25,000 SH   DFND   25,000 0 0
MEDALLION FINL CORP COM 583928106 326 26,200 SH   DFND   26,200 0 0
MEDIVATION INC COM 58501N101 1,788 23,200 SH   DFND   23,200 0 0
MEDLEY CAP CORP COM 58503F106 862 66,000 SH   DFND   66,000 0 0
MOLSON COORS BREWING CO CL B 60871R209 83 10,000 SH Call DFND   10,000 0 0
MVC CAPITAL INC COM 553829102 268 20,712 SH   DFND   20,712 0 0
MYLAN INC COM 628530107 1,341 26,000 SH   DFND   26,000 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 224 22,300 SH   DFND   22,300 0 0
NEW RESIDENTIAL INVT CORP COM 64828T102 3,311 525,500 SH   DFND   525,500 0 0
NPS PHARMACEUTICALS INC COM 62936P103 2,528 76,500 SH   DFND   76,500 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 8,887 949,495 SH   DFND   949,495 0 0
NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 291 20,954 SH   DFND   20,954 0 0
NUVEEN DIVER CURRENCY OPPOR COM 67090N109 2,152 191,640 SH   DFND   191,640 0 0
NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 1,254 102,280 SH   DFND   102,280 0 0
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 67070X101 6,408 468,447 SH   DFND   468,447 0 0
NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 504 35,588 SH   DFND   35,588 0 0
NUVEEN EQUITY PREM ADV FD COM 6706ET107 164 12,322 SH   DFND   12,322 0 0
NUVEEN FLEXIBLE INVT INCOME COM 67075B104 3,422 181,908 SH   DFND   181,908 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 4,205 347,521 SH   DFND   347,521 0 0
NUVEEN GBL INCOME OPPORTUN F COM 67073C104 383 30,000 SH   DFND   30,000 0 0
NUVEEN GLOBAL EQUITY INCOME COM 6706EH103 943 64,028 SH   DFND   64,028 0 0
NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 388 24,019 SH   DFND   24,019 0 0
NUVEEN MD PREM INCOME MUN FD COM 67061Q107 535 41,500 SH   DFND   41,500 0 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 684 27,819 SH   DFND   27,819 0 0
NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 315 13,225 SH   DFND   13,225 0 0
NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 1,966 147,297 SH   DFND   147,297 0 0
NUVEEN MUN OPPORTUNITY FD IN COM 670984103 3,306 234,293 SH   DFND   234,293 0 0
NUVEEN NEW JERSEY DIVID COM 67071T109 348 25,928 SH   DFND   25,928 0 0
NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 337 24,750 SH   DFND   24,750 0 0
NUVEEN PA INVT QUALITY MUN F COM 670972108 613 44,106 SH   DFND   44,106 0 0
NUVEEN PERFORMANCE PLUS MUN COM 67062P108 1,371 93,518 SH   DFND   93,518 0 0
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 5,035 363,784 SH   DFND   363,784 0 0
NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 279 21,750 SH   DFND   21,750 0 0
NUVEEN PREMIER MUN INCOME FD COM 670988104 3,011 220,940 SH   DFND   220,940 0 0
NUVEEN QUALITY INCOME MUN FD COM 670977107 1,721 125,418 SH   DFND   125,418 0 0
NUVEEN QUALITY MUN FD INC COM 67062N103 646 49,265 SH   DFND   49,265 0 0
NUVEEN QUALITY PFD INC FD 3 COM 67072W101 2,326 267,972 SH   DFND   267,972 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 3,976 216,109 SH   DFND   216,109 0 0
NUVEEN SR INCOME FD COM 67067Y104 2,778 393,992 SH   DFND   393,992 0 0
OMNICARE INC COM 681904108 333 5,000 SH   DFND   5,000 0 0
OPKO HEALTH INC COM 68375N103 106 12,000 SH   DFND   12,000 0 0
ORACLE CORP COM 68389X105 405 10,000 SH   DFND   10,000 0 0
PENN VA CORP COM 707882106 47 22,000 SH Call DFND   22,000 0 0
PENNEY J C INC COM 708160106 1,195 132,000 SH   DFND   132,000 0 0
PERRIGO CO PLC SHS G97822103 437 3,000 SH   DFND   3,000 0 0
PFIZER INC COM 717081103 1,039 35,000 SH   DFND   35,000 0 0
PHARMACYCLICS INC COM 716933106 2,521 28,100 SH   DFND   28,100 0 0
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 4,717 198,038 SH   DFND   198,038 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,409 15,000 SH   DFND   15,000 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 1,358 71,229 SH   DFND   71,229 0 0
PROCTER & GAMBLE CO COM 742718109 472 6,000 SH   DFND   6,000 0 0
PROSHARES TR II ULT VIX SHRT TRM 74347W346 781 42,000 SH Put DFND   42,000 0 0
PROTHENA CORP PLC SHS G72800108 316 14,000 SH   DFND   14,000 0 0
QR ENERGY LP UNIT LTD PRTNS 74734R108 475 25,000 SH   DFND   25,000 0 0
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 2,506 27,100 SH   DFND   27,100 0 0
RANGE RES CORP COM 75281A109 15 10,000 SH Call DFND   10,000 0 0
REGENERON PHARMACEUTICALS COM 75886F107 4,251 15,048 SH   DFND   15,048 0 0
REMY INTL INC COM 759663107 2,125 91,012 SH   DFND   91,012 0 0
RETAILMENOT INC COM SER 1 76132B106 43 20,000 SH Call DFND   20,000 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 2,321 117,802 SH   DFND   117,802 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 120 60,000 SH Call DFND   60,000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 58 69,000 SH Call DFND   69,000 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 94 65,000 SH Call DFND   65,000 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2,013 20,111 SH   DFND   20,111 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 20 10,000 SH Put DFND   10,000 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 12 100,000 SH Call DFND   100,000 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 27 60,000 SH Call DFND   60,000 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 79 85,000 SH Call DFND   85,000 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 15 35,000 SH Put DFND   35,000 0 0
SHIRE PLC SPONSORED ADR 82481R106 824 3,500 SH   DFND   3,500 0 0
SOLAR SR CAP LTD COM 83416M105 172 10,188 SH   DFND   10,188 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 10 50,000 SH Call DFND   50,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 463 350,000 SH Put DFND   350,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 53,845 275,110 SH   DFND   275,110 0 0
STAPLES INC COM 855030102 217 20,000 SH   DFND   20,000 0 0
SURGICAL CARE AFFILIATES INC COM 86881L106 283 9,723 SH   DFND   9,723 0 0
TAIWAN FD INC COM 874036106 1,266 61,797 SH   DFND   61,797 0 0
TARGET CORP COM 87612E106 580 10,000 SH   DFND   10,000 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1,180 10,000 SH   DFND   10,000 0 0
THL CR SR LN FD COM 87244R103 4,255 232,748 SH   DFND   232,748 0 0
TJX COS INC NEW COM 872540109 2 10,000 SH Call DFND   10,000 0 0
TRANSENTERIX INC COM NEW 89366M201 63 12,500 SH   DFND   12,500 0 0
UNICO AMERN CORP COM 904607108 163 13,000 SH   DFND   13,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 636 13,000 SH   DFND   13,000 0 0
VIACOM INC NEW CL A 92553P102 1,700 19,600 SH   DFND   19,600 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 3,683 206,234 SH   DFND   206,234 0 0
VOLCANO CORPORATION COM 928645100 264 15,000 SH   DFND   15,000 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 4,396 759,245 SH   DFND   759,245 0 0
WALTER ENERGY INC COM 93317Q105 441 81,000 SH   DFND   81,000 0 0
WALTER ENERGY INC COM 93317Q105 33 100,000 SH Call DFND   100,000 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 508 6,800 SH   DFND   6,800 0 0
WELLS FARGO & CO NEW COM 949746101 4,730 90,000 SH   DFND   90,000 0 0
WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 855 57,353 SH   DFND   57,353 0 0
WESTERN ASSET CLYM INFL OPP COM 95766R104 4,608 374,368 SH   DFND   374,368 0 0
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 3,087 252,407 SH   DFND   252,407 0 0
WHITEWAVE FOODS CO COM CL A 966244105 2,541 78,507 SH   DFND   78,507 0 0
WHOLE FOODS MKT INC COM 966837106 2 10,000 SH Call DFND   10,000 0 0
WILLIAMS SONOMA INC COM 969904101 1 10,000 SH Put DFND   10,000 0 0
WINTHROP RLTY TR SH BEN INT NEW 976391300 461 30,000 SH   DFND   30,000 0 0
WORLD ACCEP CORP DEL COM 981419104 81 27,600 SH Put DFND   27,600 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 119 10,000 SH   DFND   10,000 0 0
ZWEIG TOTAL RETURN FD INC COM NEW 989837208 1,360 94,531 SH   DFND   94,531 0 0
ZYNGA INC CL A 98986T108 247 77,100 SH   DFND   77,100 0 0