-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3Bw2BK4DlABGFFzbWPg83T1zY8Wd28mY6FyKH1Bo6AByKOAmfg4n+cBLsaZeYfJ 7VX57gjPxWg7hXZ8M0i9RA== 0000109657-11-000008.txt : 20110119 0000109657-11-000008.hdr.sgml : 20110119 20110119203432 ACCESSION NUMBER: 0000109657-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101223 FILED AS OF DATE: 20110119 DATE AS OF CHANGE: 20110119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUBE ANSHUMAN CENTRAL INDEX KEY: 0001223658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 11537077 MAIL ADDRESS: STREET 1: 555 SOUTH FLOWER ST STREET 2: SUITE 4500 CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 468 N. CAMDEN DR. STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 551-4020 MAIL ADDRESS: STREET 1: 468 N. CAMDEN DR. STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-23 0 0000109657 OXIS INTERNATIONAL INC OXIS.OB 0001223658 DUBE ANSHUMAN 2049 CENTURY PARK EAST SUITE 3630 LOS ANGELES CA 90067 1 0 1 0 Common Stock 2010-12-23 4 C 0 700000 0.05 A 700000 I Theorem Group, LLC Common Stock 2010-12-23 4 S 0 339900 0.13 D 360100 I Theorem Group, LLC Common Stock 2010-12-27 4 S 0 360100 0.1311 D 0 I Theorem Group, LLC 0% Convertible Debenture 0.05 2010-12-23 4 C 0 700000 0.05 D 2009-10-01 2011-09-30 Common Stock 700000 1100000 I Theorem Group, LLC Sale of common stock acquired through partial conversion of underlying debenture. The reporting person is a managing director of Theorem Group, LLC. The reporting person disclaims beneficial ownership of the securities held by Theorem Group, LLC, except to the extent of his pecuniary interest therein. /s/ Anshuman Dube 2011-01-19 -----END PRIVACY-ENHANCED MESSAGE-----