0001562180-18-000250.txt : 20180108 0001562180-18-000250.hdr.sgml : 20180108 20180108110441 ACCESSION NUMBER: 0001562180-18-000250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180105 FILED AS OF DATE: 20180108 DATE AS OF CHANGE: 20180108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MICHAEL L CENTRAL INDEX KEY: 0001194201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15467 FILM NUMBER: 18515360 MAIL ADDRESS: STREET 1: ANTHEM INC STREET 2: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VECTREN CORP CENTRAL INDEX KEY: 0001096385 STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932] IRS NUMBER: 352086905 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VECTREN SQUARE CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 8124914000 MAIL ADDRESS: STREET 1: ONE VECTREN SQUARE CITY: EVANSVILLE STATE: IN ZIP: 47708 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-01-05 false 0001096385 VECTREN CORP VVC 0001194201 SMITH MICHAEL L ONE VECTREN SQUARE P. O. BOX 209 EVANSVILLE IN 47708 true false false false Phantom Stock 0.00 2018-01-01 2018-01-05 4 I false 3776.00 65.02 D Common Stock 3776.00 17100.3883 D The reporting person received an optional scheduled distribution from the Vectren Corporation Nonqualified Deferred Compensation Plan pursuant to the terms of the Plan. The distribution elections were made during open enrollment for the 2011 and the 2013 Plan year. This discretionary transaction is exempt under Rule 16b-3(b)(f). Each share of phantom stock was the equivalent of one share of Vectren common stock. Pursuant to the terms of the Plan, the phantom shares were payable in cash to the reporting person within 60 days of the scheduled distribution date. Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. /s/Ronald E. Christian 2018-01-08