X0202 4 2006-11-01 1 0000944136 TULLYS COFFEE CORP NONE 0001096310 HUBMAN GEORGE TULLY'S COFFEE CORPORATION 3100 AIRPORT WAY SO SEATTLE 98134 0 0 1 0 Common Stock 2006-11-01 4 M 0 600617 .01 A 1462184 D Common Stock 2006-11-08 4 M 0 481416 .05 A 1943600 D Common Stock 2006-11-08 4 X 0 68978 .05 A 2012578 D Series A Preferred 2006-12-04 4 S 0 200000 .3 D 0 D Common Stock 2006-12-04 4 S 0 2012578 .25 D 0 D Series A Preferred Warrants .33 2006-12-04 4 S 0 100000 0 D 1999-10-06 2009-10-06 Common Stock 100000 0 D Non-Qualified Stock Options .01 2006-11-01 4 M 0 600617 0 D Common Stock 600617 0 D Warrants .05 2006-11-08 4 M 0 481416 0 D Common Stock 481416 0 D Warrants .05 2006-11-08 4 X 0 68978 0 D Common Stock 68978 0 D Series A Preferred issued in name of Three 19 LLC - George E. Hubman, Manager Mr. Hubman exercised options with vesting dates ranging between 1997 and 2003 and expiration dates ranging from 2007 to 2013. All warrants vested between 2003 and August 15, 2006 and expiration dates ranging from 2013 to 2016. Warrants for 481,416 were granted while serving on the Board of Directors and warrants for 68,978 shares were granted in 2005 after retirement from the Board. Includes 861,567 shares of Common Stock issued in the name of Three 19 LLC - George E. Hubman, Manager. Warrants attached to Series A Preferred Stock sold as reported in Table I; no separate sales proceeds were received for the nondetachable warrants. Kristopher S. Galvin, as Attorney-in-Fact for George Hubman 2006-12-07