0001964245-24-000002.txt : 20240214 0001964245-24-000002.hdr.sgml : 20240214 20240214174317 ACCESSION NUMBER: 0001964245-24-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWDAY MARK JAMES CENTRAL INDEX KEY: 0001964245 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35370 FILM NUMBER: 24640918 MAIL ADDRESS: STREET 1: LUXFER HOLDINGS PLC STREET 2: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC CENTRAL INDEX KEY: 0001096056 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN BUSINESS PHONE: 44161300-0600 MAIL ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN 5 1 wk-form5_1707950580.xml FORM 5 X0508 5 2023-12-31 0 0 1 0001096056 LUXFER HOLDINGS PLC LXFR 0001964245 LAWDAY MARK JAMES LUXFER HOLDINGS PLC, LUMNS LANE MANCHESTER X0 M27 8LN UNITED KINGDOM 0 1 0 0 See Remarks 0 Ordinary Shares 2023-05-08 4 M 0 L 750 A 2648 D Ordinary Shares 2023-05-08 4 M 0 L 181 A 2829 D Ordinary Shares 2023-05-08 4 M 0 L 500 A 3329 D Ordinary Shares 2023-05-08 4 M 0 L 93 A 3422 D Ordinary Shares 2023-05-08 4 M 0 L 800 A 4222 D Ordinary Shares 2023-05-08 4 M 0 L 31 A 4253 D Ordinary Shares 2023-05-08 4 M 0 L 750 A 5003 D Ordinary Shares 2023-05-08 4 M 0 L 24 A 5027 D Ordinary Shares 2023-05-08 4 F 0 L 1613 14.81 D 3414 D Ordinary Shares 2023-08-09 4 S 0 L 525 12.24 D 2889 D Stock Options (Right to Buy) 2023-05-08 4 M 0 L 750 D 2025-03-14 Ordinary Shares 750 0 D Dividend Equivalent Rights 2023-05-08 4 M 0 L 181 D 2025-03-14 Ordinary Shares 181 0 D Stock Options (Right to Buy) 2023-05-08 4 M 0 L 500 D 2025-12-13 Ordinary Shares 500 500 D Dividend Equivalent Rights 2023-05-08 4 M 0 L 93 D 2025-12-13 Ordinary Shares 93 51 D Stock Options (Right to Buy) 2023-05-08 4 M 0 L 800 D 2027-03-15 Ordinary Shares 800 800 D Dividend Equivalent Rights 2023-05-08 4 M 0 L 31 D 2027-03-15 Ordinary Shares 31 87 D Stock Options (Right to Buy) 2023-05-08 4 M 0 L 750 D 2028-03-14 Ordinary Shares 750 2250 D Dividend Equivalent Rights 2023-05-08 4 M 0 L 24 D 2028-03-14 Ordinary Shares 24 190 D Represents the exercise of Stock Options and related Dividend Equivalent Rights on May 8, 2023, as detailed in Table II of this Form 5. This transaction was not previously reported on Form 4 due to an inadvertent administrative error. Stock Options convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. Represents the payment of exercise price and tax liabilities by withholding Ordinary Shares incident to the exercise of derivative securities on May 8, 2023. This transaction was not previously reported on Form 4 due to an inadvertent administrative error. Represents the on-market sale of 525 Ordinary Shares on August 9, 2023. This transaction was not previously reported on Form 4 due to an inadvertent administrative error. The subject Stock Options fully vested and became exercisable on March 14, 2023. Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. The subject Dividend Equivalent Rights fully vested and became exercisable on March 14, 2023. The subject Stock Options vested and became exercisable on December 13, 2022. The subject Stock Options fully vested and became exercisable on December 13, 2023. As of December 31, 2023, the Stock Options have not been exercised. The subject Dividend Equivalent Rights vested and became exercisable on December 13, 2020, December 13, 2021, and December 13, 2022. The subject Dividend Equivalent Rights fully vested and became exercisable on December 13, 2023. As of December 31, 2023, the Dividend Equivalent Rights have not been exercised. The subject Stock Options vested and became exercisable in equal installments on March 15, 2022 and March 15, 2023. The remaining Stock Options will vest and become exercisable in two equal annual installments on March 15, 2024 and March 15, 2025. The subject Dividend Equivalent Rights vested and became exercisable on March 15, 2022 and March 15, 2023. The remaining Dividend Equivalent Rights will vest and become exercisable in two annual installments on March 15, 2024 and March 15, 2025. The subject Stock Options vested and became exercisable on March 14, 2023. The remaining Stock Options vest and become exercisable in three equal annual installments beginning on March 14, 2024. The subject Dividend Equivalent Rights vested and became exercisable on March 14, 2023. The remaining Dividend Equivalent Rights will vest and become exercisable in three annual installments beginning on March 14, 2024. Vice President and General Manager, Luxfer Gas Cylinders - Europe /s/ Megan E. Glise under Power of Attorney for Mark J. Lawday 2024-02-14