0001964245-24-000002.txt : 20240214
0001964245-24-000002.hdr.sgml : 20240214
20240214174317
ACCESSION NUMBER: 0001964245-24-000002
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240214
DATE AS OF CHANGE: 20240214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAWDAY MARK JAMES
CENTRAL INDEX KEY: 0001964245
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35370
FILM NUMBER: 24640918
MAIL ADDRESS:
STREET 1: LUXFER HOLDINGS PLC
STREET 2: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC
CENTRAL INDEX KEY: 0001096056
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
BUSINESS PHONE: 44161300-0600
MAIL ADDRESS:
STREET 1: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
5
1
wk-form5_1707950580.xml
FORM 5
X0508
5
2023-12-31
0
0
1
0001096056
LUXFER HOLDINGS PLC
LXFR
0001964245
LAWDAY MARK JAMES
LUXFER HOLDINGS PLC, LUMNS LANE
MANCHESTER
X0
M27 8LN
UNITED KINGDOM
0
1
0
0
See Remarks
0
Ordinary Shares
2023-05-08
4
M
0
L
750
A
2648
D
Ordinary Shares
2023-05-08
4
M
0
L
181
A
2829
D
Ordinary Shares
2023-05-08
4
M
0
L
500
A
3329
D
Ordinary Shares
2023-05-08
4
M
0
L
93
A
3422
D
Ordinary Shares
2023-05-08
4
M
0
L
800
A
4222
D
Ordinary Shares
2023-05-08
4
M
0
L
31
A
4253
D
Ordinary Shares
2023-05-08
4
M
0
L
750
A
5003
D
Ordinary Shares
2023-05-08
4
M
0
L
24
A
5027
D
Ordinary Shares
2023-05-08
4
F
0
L
1613
14.81
D
3414
D
Ordinary Shares
2023-08-09
4
S
0
L
525
12.24
D
2889
D
Stock Options (Right to Buy)
2023-05-08
4
M
0
L
750
D
2025-03-14
Ordinary Shares
750
0
D
Dividend Equivalent Rights
2023-05-08
4
M
0
L
181
D
2025-03-14
Ordinary Shares
181
0
D
Stock Options (Right to Buy)
2023-05-08
4
M
0
L
500
D
2025-12-13
Ordinary Shares
500
500
D
Dividend Equivalent Rights
2023-05-08
4
M
0
L
93
D
2025-12-13
Ordinary Shares
93
51
D
Stock Options (Right to Buy)
2023-05-08
4
M
0
L
800
D
2027-03-15
Ordinary Shares
800
800
D
Dividend Equivalent Rights
2023-05-08
4
M
0
L
31
D
2027-03-15
Ordinary Shares
31
87
D
Stock Options (Right to Buy)
2023-05-08
4
M
0
L
750
D
2028-03-14
Ordinary Shares
750
2250
D
Dividend Equivalent Rights
2023-05-08
4
M
0
L
24
D
2028-03-14
Ordinary Shares
24
190
D
Represents the exercise of Stock Options and related Dividend Equivalent Rights on May 8, 2023, as detailed in Table II of this Form 5. This transaction was not previously reported on Form 4 due to an inadvertent administrative error.
Stock Options convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
Dividend Equivalent Rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
Represents the payment of exercise price and tax liabilities by withholding Ordinary Shares incident to the exercise of derivative securities on May 8, 2023. This transaction was not previously reported on Form 4 due to an inadvertent administrative error.
Represents the on-market sale of 525 Ordinary Shares on August 9, 2023. This transaction was not previously reported on Form 4 due to an inadvertent administrative error.
The subject Stock Options fully vested and became exercisable on March 14, 2023.
Represents Dividend Equivalent Rights accrued on Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each Dividend Equivalent Right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.
The subject Dividend Equivalent Rights fully vested and became exercisable on March 14, 2023.
The subject Stock Options vested and became exercisable on December 13, 2022.
The subject Stock Options fully vested and became exercisable on December 13, 2023. As of December 31, 2023, the Stock Options have not been exercised.
The subject Dividend Equivalent Rights vested and became exercisable on December 13, 2020, December 13, 2021, and December 13, 2022.
The subject Dividend Equivalent Rights fully vested and became exercisable on December 13, 2023. As of December 31, 2023, the Dividend Equivalent Rights have not been exercised.
The subject Stock Options vested and became exercisable in equal installments on March 15, 2022 and March 15, 2023. The remaining Stock Options will vest and become exercisable in two equal annual installments on March 15, 2024 and March 15, 2025.
The subject Dividend Equivalent Rights vested and became exercisable on March 15, 2022 and March 15, 2023. The remaining Dividend Equivalent Rights will vest and become exercisable in two annual installments on March 15, 2024 and March 15, 2025.
The subject Stock Options vested and became exercisable on March 14, 2023. The remaining Stock Options vest and become exercisable in three equal annual installments beginning on March 14, 2024.
The subject Dividend Equivalent Rights vested and became exercisable on March 14, 2023. The remaining Dividend Equivalent Rights will vest and become exercisable in three annual installments beginning on March 14, 2024.
Vice President and General Manager, Luxfer Gas Cylinders - Europe
/s/ Megan E. Glise under Power of Attorney for Mark J. Lawday
2024-02-14