0001761420-24-000002.txt : 20240315 0001761420-24-000002.hdr.sgml : 20240315 20240315183748 ACCESSION NUMBER: 0001761420-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240313 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Butcher Andrew CENTRAL INDEX KEY: 0001761420 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35370 FILM NUMBER: 24756418 MAIL ADDRESS: STREET 1: LUXFER HOLDINGS PLC STREET 2: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC CENTRAL INDEX KEY: 0001096056 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN BUSINESS PHONE: 44161300-0600 MAIL ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN 4 1 wk-form4_1710542257.xml FORM 4 X0508 4 2024-03-13 0 0001096056 LUXFER HOLDINGS PLC LXFR 0001761420 Butcher Andrew LUXFER HOLDINGS PLC LUMNS LANE MANCHESTER X0 M27 8LN UNITED KINGDOM 1 1 0 0 Chief Executive Officer 0 Ordinary Shares 2024-03-13 4 M 0 2228 A 127273 D Ordinary Shares 2024-03-13 4 F 0 1264 10.17 D 126009 D Ordinary Shares 2024-03-13 4 M 0 1743 A 127752 D Ordinary Shares 2024-03-13 4 F 0 989 10.17 D 126763 D Ordinary Shares 2024-03-14 4 M 0 6783 A 133546 D Ordinary Shares 2024-03-14 4 F 0 3845 10.26 D 129701 D Restricted Stock Units 2024-03-13 4 M 0 2228 D Ordinary Shares 2228 0 D Restricted Stock Units 2024-03-13 4 M 0 1743 D Ordinary Shares 1743 0 D Restricted Stock Units 2024-03-14 4 M 0 6783 D Ordinary Shares 6783 13577 D Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. The above figure includes 511 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired since the Reporting Person's last reportable transaction pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan (the "ESPP") for the purchase period of June 19, 2023 - December 18, 2023. This transaction is exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these Ordinary Shares were purchased at a price equal to 85% of the closing price of the Issuer's Ordinary Shares on December 18, 2023. The Restricted Stock Units fully vested on March 13, 2024. The above figure includes 293 additional Restricted Stock Units accrued related to dividend reinvestment rights. Represents the grant and vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units were granted and vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the performance period ended December 31, 2022. The remaining balance was granted and vested on March 13, 2024. The remaining Restricted Stock Units vest in two equal annual installments on March 14, 2025 and March 14, 2026. The above figure includes 483 additional Restricted Stock Units accrued related to dividend reinvestment rights. The above figure includes 977 additional Restricted Stock Units accrued related to dividend reinvestment rights. /s/ Megan E. Glise under Power of Attorney for Andrew Butcher 2024-03-15