0001209191-19-061848.txt : 20191223 0001209191-19-061848.hdr.sgml : 20191223 20191223205410 ACCESSION NUMBER: 0001209191-19-061848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191219 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZAIST MATTHEW R CENTRAL INDEX KEY: 0001575309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 191307902 MAIL ADDRESS: STREET 1: C/O WILLIAM LYON HOMES STREET 2: 4695 MACARTHUR COURT, 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON HOMES CENTRAL INDEX KEY: 0001095996 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 330864902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW DATE OF NAME CHANGE: 19991115 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY MERGER SUB INC DATE OF NAME CHANGE: 19990929 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-19 0 0001095996 WILLIAM LYON HOMES WLH 0001575309 ZAIST MATTHEW R C/O WILLIAM LYON HOMES 4695 MACARTHUR COURT, 8TH FLOOR NEWPORT BEACH CA 92660 1 1 0 0 President & CEO CLASS A COMMON STOCK 2019-12-19 4 A 0 179534 0.00 A 688506 D CLASS A COMMON STOCK 2019-12-19 4 A 0 101293 0.00 A 789799 D CLASS A COMMON STOCK 2019-12-19 4 F 0 284691 20.04 D 505108 D CLASS A COMMON STOCK 104026 I BY LLC Represents shares underlying a performance stock unit granted to the Reporting Person on January 18, 2019 for which vesting was accelerated in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Sections 280G and 4999 of the Internal Revenue Code. Represents shares underlying performance stock units granted to the Reporting Person on March 1, 2019 for which vesting was accelerated in order to mitigate potential negative tax consequences to both the Issuer and the Reporting Person under Sections 280G and 4999 of the Internal Revenue Code. Shares withheld by the issuer to cover applicable withholding taxes related to the vesting of restricted stock awards and performance stock units. Represents securities held by a limited liability company of which the Reporting Person is a manager, and in which the Reporting Person's trust holds a controlling interest. /s/Jason R. Liljestrom, Attorney-in-Fact for Matthew R. Zaist 2019-12-23