0001106191-16-000024.txt : 20160815 0001106191-16-000024.hdr.sgml : 20160815 20160815214933 ACCESSION NUMBER: 0001106191-16-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160812 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM LYON HOMES CENTRAL INDEX KEY: 0001095996 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 330864902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498333600 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW DATE OF NAME CHANGE: 19991115 FORMER COMPANY: FORMER CONFORMED NAME: PRESLEY MERGER SUB INC DATE OF NAME CHANGE: 19990929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GMT CAPITAL CORP CENTRAL INDEX KEY: 0001106191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31625 FILM NUMBER: 161834673 BUSINESS ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7709898250 MAIL ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-12 0 0001095996 WILLIAM LYON HOMES WLH 0001106191 GMT CAPITAL CORP GMT CAPITAL CORP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 COMMON 2016-08-12 4 P 0 62400 15.94 A 4833317 D This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. The aggregate number of shares of common stock purchased was 62,400 shares and such shares were bought by the Reporting Persons in the following amounts: Bay = 17,100 shares; Bay II = 15,700 shares; Offshore Fund = 25,800 shares; GMT Capital = 1,400 shares; Claugus = 2,400 shares. 4,833,317 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,275,500 shares directly owned by it; Bay II = 980,500 shares directly owned by it; Offshore Fund = 2,203,017 shares directly owned by it; GMT Capital = 192,900 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 181,400 shares directly owned by him. /S/ Philip J. Meyers 2016-08-15