0001106191-16-000024.txt : 20160815
0001106191-16-000024.hdr.sgml : 20160815
20160815214933
ACCESSION NUMBER: 0001106191-16-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160812
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WILLIAM LYON HOMES
CENTRAL INDEX KEY: 0001095996
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 330864902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4695 MACARTHUR COURT
STREET 2: 8TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9498333600
MAIL ADDRESS:
STREET 1: 4695 MACARTHUR COURT
STREET 2: 8TH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER COMPANY:
FORMER CONFORMED NAME: PRESLEY COMPANIES/NEW
DATE OF NAME CHANGE: 19991115
FORMER COMPANY:
FORMER CONFORMED NAME: PRESLEY MERGER SUB INC
DATE OF NAME CHANGE: 19990929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT CAPITAL CORP
CENTRAL INDEX KEY: 0001106191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31625
FILM NUMBER: 161834673
BUSINESS ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 7709898250
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-12
0
0001095996
WILLIAM LYON HOMES
WLH
0001106191
GMT CAPITAL CORP
GMT CAPITAL CORP
2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
COMMON
2016-08-12
4
P
0
62400
15.94
A
4833317
D
This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock purchased was 62,400 shares and such shares were bought by the Reporting Persons in the following amounts: Bay = 17,100 shares; Bay II = 15,700 shares; Offshore Fund = 25,800 shares; GMT Capital = 1,400 shares; Claugus = 2,400 shares.
4,833,317 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,275,500 shares directly owned by it; Bay II = 980,500 shares directly owned by it; Offshore Fund = 2,203,017 shares directly owned by it; GMT Capital = 192,900 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 181,400 shares directly owned by him.
/S/ Philip J. Meyers
2016-08-15