-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SRD3B2t2wMSRcBwyoY924KRLYSCUQCtUoptn3r3ZAdloCbwtlrZcBX36LenZgi4C eYp9GKYcuv/jJcJcea3NtQ== 0001217079-05-000003.txt : 20050929 0001217079-05-000003.hdr.sgml : 20050929 20050929190554 ACCESSION NUMBER: 0001217079-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050927 FILED AS OF DATE: 20050929 DATE AS OF CHANGE: 20050929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYTORI THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001095981 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330827593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3020 CALLAN ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8584580900 MAIL ADDRESS: STREET 1: 3020 CALLAN ROAD CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: MACROPORE INC DATE OF NAME CHANGE: 20010320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COX MARSHALL G CENTRAL INDEX KEY: 0001217079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32501 FILM NUMBER: 051112434 BUSINESS ADDRESS: STREET 1: 6740 TOP GUN ST CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8584580900 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-09-27 0 0001095981 CYTORI THERAPEUTICS, INC. XMP 0001217079 COX MARSHALL G 1 0 0 0 Common Stock 2005-09-27 4 X 0 46876 3 A 565116 D Common Stock 2005-09-27 4 X 0 22223 2.25 A 565116 D Employee Stock Option (right to buy) 3 2005-09-27 4 X 0 46876 0 D 2001-01-01 2010-01-01 Common Stock 46876 410000 D Common Stock Warrants (right to buy) 2.25 2005-09-27 4 X 0 11000 0 D 1998-09-28 2008-09-28 Common Stock 11000 0 D Common Stock Warrants (right to buy) 2.25 2005-09-27 4 X 0 5556 0 D 1998-11-27 2008-11-27 Common Stock 5556 0 D Common Stock Warrants (right to buy) 2.25 2005-09-27 4 X 0 5667 0 D 1999-01-08 2009-01-08 Common Stock 5667 0 D This number does not reflect 5,334 shares owned by the spouse of Mr. Cox. Mr. Cox disclaims beneficial ownership of the securities owned by his spouse, and this report shall not be deemed an admission that Mr. Cox is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The Employee Stock Options vested 25% on the first anniversary frrom the date of grant (01/01/2001) and at a rate of 1/48th each month thereafter. Marshall G. Cox 2005-09-29 -----END PRIVACY-ENHANCED MESSAGE-----