0001209191-20-004536.txt : 20200122 0001209191-20-004536.hdr.sgml : 20200122 20200122192110 ACCESSION NUMBER: 0001209191-20-004536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200109 FILED AS OF DATE: 20200122 DATE AS OF CHANGE: 20200122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van Es-Johansson An CENTRAL INDEX KEY: 0001795902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34375 FILM NUMBER: 20539981 MAIL ADDRESS: STREET 1: 6863 BEE CAVE ROAD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78736 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUS THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001095981 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330827593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4200 MARATHON BLVD. STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78756 BUSINESS PHONE: 737.255.7194 MAIL ADDRESS: STREET 1: 4200 MARATHON BLVD. STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78756 FORMER COMPANY: FORMER CONFORMED NAME: CYTORI THERAPEUTICS, INC. DATE OF NAME CHANGE: 20050712 FORMER COMPANY: FORMER CONFORMED NAME: MACROPORE INC DATE OF NAME CHANGE: 20010320 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-09 0 0001095981 PLUS THERAPEUTICS, INC. PSTV 0001795902 van Es-Johansson An C/O PLUS THERAPEUTICS INC. 4200 MARATHON BOULEVARD, SUITE 200 AUSTIN TX 78756 1 0 0 0 Stock Option (right to buy) 2.57 2020-01-09 4 A 0 6000 0.00 A 2030-01-09 Common Stock 6000 6000 D The option vests over two years as follows: 50% of the shares vest on January 1, 2021 and 1/24th of the shares vest each monthly anniversary thereafter. /s/ An van Es-Johanssan 2020-01-22