0001437749-23-007817.txt : 20230324 0001437749-23-007817.hdr.sgml : 20230324 20230324162738 ACCESSION NUMBER: 0001437749-23-007817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230322 FILED AS OF DATE: 20230324 DATE AS OF CHANGE: 20230324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIST ROBERT A JR CENTRAL INDEX KEY: 0001217273 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27701 FILM NUMBER: 23760189 BUSINESS ADDRESS: STREET 1: 209 10TH AVE SOUTH STE 450 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153013100 MAIL ADDRESS: STREET 1: 211 CRAIGHEAD AVE CITY: NASHVILLE STATE: TN ZIP: 37205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHSTREAM INC CENTRAL INDEX KEY: 0001095565 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 621443555 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 11TH AVENUE NORTH STREET 2: SUITE 1000 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153013100 MAIL ADDRESS: STREET 1: 500 11TH AVENUE NORTH STREET 2: SUITE 1000 CITY: NASHVILLE STATE: TN ZIP: 37203 4 1 rdgdoc.xml FORM 4 - FRIST X0407 4 2023-03-22 0001095565 HEALTHSTREAM INC HSTM 0001217273 FRIST ROBERT A JR 500 11TH AVENUE NORTH SUITE 1000 NASHVILLE TN 37203 1 1 1 CEO and Chairman 0 Common Stock Holding 2023-03-23 4 M 0 5500 0 A 4757050 D Common Stock Holding 2023-03-23 4 F 0 1340 26.25 D 4755710 D Common Stock Holding 10000 I The Carolyn Marie Frist 2005 Vested Trust Common Stock Holding 10000 I The Cate Merriman Frist 2005 Vested Trust Common Stock Holding 10000 I The Eleanor Knox Frist 2005 Vested Trust Common Stock Holding 18335 I Louise Trust u/a/d 08-16-2007 Common Stock Holding 18334 I Merriman Trust u/a/d 08-16-2007 Common Stock Holding 18334 I Marie Trust u/a/d 08-16-2007 Common Stock Holding 18334 I Knox Trust u/a/d 08-16-2007 Common Stock Holding 595000 I Bobby and Melissa Frist Children's 2012 GST-Exempt Trust Restricted Share Units 0 2023-03-22 4 A 0 2857 0 A Common Stock 2857 2857 D Restricted Share Units 0 2023-03-23 4 M 0 1667 0 D Common Stock 1667 0 D Restricted Share Units 0 2023-03-23 4 M 0 1719 0 D Common Stock 1719 2005 D Restricted Share Units 0 2023-03-23 4 M 0 1143 0 D Common Stock 1143 3716 D Restricted Share Units 0 2023-03-23 4 M 0 971 0 D Common Stock 971 5500 D Shares acquired on vesting of restricted share units. Shares withheld for payment of tax liability. Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit. The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027. Not applicable. The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023. The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024. The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025. The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026. /s/ Robert A. Frist, Jr. 2023-03-24