-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QWnhdmsMWHO+kuTMcSb3ckurtilcqxfNWzRcahanEhzugjuR9hRv5yEAVZ72om3k ZjbuJHB8m5Cqqteqncgo+w== 0000902664-10-001667.txt : 20100310 0000902664-10-001667.hdr.sgml : 20100310 20100310114422 ACCESSION NUMBER: 0000902664-10-001667 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100308 FILED AS OF DATE: 20100310 DATE AS OF CHANGE: 20100310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DKR CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001218650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30063 FILM NUMBER: 10669469 BUSINESS ADDRESS: STREET 1: 1281 EAST MAIN STREET, 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-324-8400 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fischer Seth CENTRAL INDEX KEY: 0001456474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30063 FILM NUMBER: 10669466 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE STREET 2: SUITE 2608, 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTISTDIRECT INC CENTRAL INDEX KEY: 0001095079 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 954760230 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 CLOVERFIELD BOULEVARD STREET 2: SUITE 400 SOUTH CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 3109563300 MAIL ADDRESS: STREET 1: 1601 CLOVERFIELD BOULEVARD STREET 2: SUITE 400 SOUTH CITY: SANTA MONICA STATE: CA ZIP: 90404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. CENTRAL INDEX KEY: 0001317904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30063 FILM NUMBER: 10669468 BUSINESS ADDRESS: STREET 1: 1281 EAST MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE, SUITE 2608 STREET 2: 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 FORMER NAME: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DKR Soundshore Oasis Holding Fund, Ltd. CENTRAL INDEX KEY: 0001456219 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30063 FILM NUMBER: 10669467 BUSINESS ADDRESS: STREET 1: C/O CODAN TRUST COMPANY (CAYMAN) LTD. STREET 2: CRICKET SQUARE, HUTCHINS DRIVE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE STREET 2: SUITE 2608, 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 4 1 p10-0892form4_ex.xml X0303 4 2010-03-08 1 0001095079 ARTISTDIRECT INC ARTD 0001218650 DKR CAPITAL PARTNERS LP 1281 EAST MAIN STREET STAMFORD CT 06902 0 0 1 0 0001317904 DKR OASIS MANAGEMENT COMPANY, L.P. TWO EXCHANGE SQUARE, SUITE 2608 26TH FLOOR CENTRAL K3 0 HONG KONG 0 0 1 0 0001456219 DKR Soundshore Oasis Holding Fund, Ltd. TWO EXCHANGE SQUARE SUITE 2608, 26TH FLOOR CENTRAL K3 0 HONG KONG 0 0 1 0 0001456474 Fischer Seth TWO EXCHANGE SQUARE SUITE 2608, 26TH FLOOR CENTRAL K3 0 HONG KONG 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2010-03-08 4 S 0 8845803 D 0 I See footnote The reported sale is being effected through a private transaction. The material terms of the reported sale were agreed to on March 8, 2010 at which time half of the sale price was delivered by the purchaser and 11,257 of the shares were delivered to the purchaser. The remainder of the purchase price will be delivered upon execution of a securities purchase agreement documenting the sale and the remainder of the shares will be delivered upon settlement of the transactions as set forth in the securities purchase agreement which settlement is subject to standard settlement conditions including the removal of legends on the remaining 8,834,546 shares to be delivered. The securities reported herein are held directly by DKR Soundshore Oasis Holding Fund, Ltd. ("Soundshore Oasis"). DKR Capital Partners, L.P. ("DKR") is a registered investment adviser and the managing general partner of DKR Oasis Management Company, L.P. (the "Investment Manager"), which is the investment manager of Soundshore Oasis with respect to which it has voting and dispositive authority over the securities reported herein. Mr. Seth Fischer is responsible for the supervision of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of Soundshore Oasis, and therefore may be deemed to be the beneficial owner of the securities reported herein. Each of DKR, the Investment Manager and Mr. Fisher disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. $0.00213822 /s/ Barbara Burger DKR Capital Partners, LP; By: Barbara Burger, President and General Counsel 2010-03-10 /s/ Barbara Burger DKR Oasis Management Company, LP; By DKR Capital Partners, LP, its managing general partner; By Barbara Burger its President and General Counsel 2010-03-10 /s/ Barbara Burger DKR Soundshore Oasis Holding Fund, Ltd.; By Barbara Burger, Director 2010-03-10 /s/ Seth Fischer 2010-03-10 -----END PRIVACY-ENHANCED MESSAGE-----