0001437749-13-016395.txt : 20131223 0001437749-13-016395.hdr.sgml : 20131223 20131223181433 ACCESSION NUMBER: 0001437749-13-016395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131223 DATE AS OF CHANGE: 20131223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BGC Partners, Inc. CENTRAL INDEX KEY: 0001094831 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 134063515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-2200 MAIL ADDRESS: STREET 1: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ESPEED INC DATE OF NAME CHANGE: 19990913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Curwood Stephen T CENTRAL INDEX KEY: 0001479226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35591 FILM NUMBER: 131296039 MAIL ADDRESS: STREET 1: C/O BGC PARTNERS STREET 2: 499 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rdgdoc.xml PRIMARY DOCUMENT X0306 4 2013-12-19 0001094831 BGC Partners, Inc. BGCP 0001479226 Curwood Stephen T C/O BGC PARTNERS, INC. 499 PARK AVENUE NEW YORK NY 10022 1 Class A Common Stock, par value $0.01 per share 2013-12-19 4 S 0 3600 5.75 D 32197 D Class A Common Stock, par value $0.01 per share 2013-12-19 4 S 0 6200 5.76 D 26197 D Class A Common Stock, par value $0.01 per share 2013-12-19 4 S 0 2000 5.77 D 24197 D The 24,197 shares of Class A Common Stock are represented by 24,197 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Fourth Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 24,197 RSUs, (i) 7,500 RSUs were granted on December 17, 2012 and will vest on December 17, 2014; and (ii) 9,140 RSUs were granted on June 4, 2013, of which 4,570 RSUs will vest on June 4, 2014 and 4,750 RSUs will vest on June 4, 2015, provided that the reporting person continues to serve as a member of the Board of Directors on such dates. /s/ Stephen T. Curwood 2013-12-23