0001094792-21-000002.txt : 20210125 0001094792-21-000002.hdr.sgml : 20210125 20210125175324 ACCESSION NUMBER: 0001094792-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210121 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDONALD JOHN T CENTRAL INDEX KEY: 0001094792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 21551022 MAIL ADDRESS: STREET 1: C/O UPLAND SOFTWARE INC. STREET 2: 401 CONGRESS AVE., SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wf-form4_161161519176182.xml FORM 4 X0306 4 2021-01-21 0 0001505155 Upland Software, Inc. UPLD 0001094792 MCDONALD JOHN T 401 CONGRESS AVE., STE 1850 AUSTIN TX 78701 1 1 0 0 CEO Common Stock 2020-12-24 5 G 0 E 125000 0 D 1514915 D Common Stock 2021-01-21 4 S 0 1000 50 D 1513915 D Common Stock 2021-01-22 4 S 0 7526 50 D 1506389 D Common Stock 2021-01-25 4 S 0 26219 50.035 D 1480170 D Common Stock 153738 I By National Financial Services as Cust FBO J. McDonald RRA This gift was a transfer of shares to a trust for the benefit of Mr. McDonald's children. Bryn Mawr Trust Company is the trustee of the trust. Shares were sold pursuant to shareholder's 10b5-1 trading plan. Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which Bryn Mawr Trust Company is the trustee. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.335, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. /s/ Kin Gill (as attorney-in-fact for Mr. McDonald) 2021-01-25