0001094792-26-000004.txt : 20260504 0001094792-26-000004.hdr.sgml : 20260504 20260504165019 ACCESSION NUMBER: 0001094792-26-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260430 FILED AS OF DATE: 20260504 DATE AS OF CHANGE: 20260504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDONALD JOHN T CENTRAL INDEX KEY: 0001094792 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 26938637 MAIL ADDRESS: STREET 1: C/O UPLAND SOFTWARE INC. STREET 2: 401 CONGRESS AVE., SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 S. CAPITAL OF TEXAS HWY STREET 2: LAS CIMAS IV, SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 900 S. CAPITAL OF TEXAS HWY STREET 2: LAS CIMAS IV, SUITE 300 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1777927816.xml FORM 4 X0609 4 2026-04-30 0 0001505155 Upland Software, Inc. UPLD 0001094792 MCDONALD JOHN T false 900 S. CAPITAL OF TEXAS HWY LAS CIMAS IV, SUITE 300 AUSTIN TX 78746 1 0 0 0 0 Common Stock 2026-04-30 4 A 0 250000 0 A 2640887 D Common Stock 363738 I By National Financial Services as Cust FBO J. McDonald RRA Performance Share Unit 0 2026-04-30 4 D 0 250000 0 D Common Stock 250000 0 D The restricted stock units will vest on the earliest of (i) February 28, 2028, subject to Mr. McDonald's continued service on the Issuer's board of directors through such date, (ii) the termination of his service on the Board without Cause, as that term is defined in Mr. McDonald's employment agreement and (iii) a Change in Control, as defined in the Issuer's 2024 Omnibus Incentive Plan. Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee. The performance stock units canceled effective April 30, 2026 in accordance with that certain Transition Agreement dated February 25, 2026 by and between the Issuer and Mr. McDonald. /s/ Michael D. Hill (as attorney-in-fact for J. McDonald) 2026-05-04