0001094739-19-000015.txt : 20190508
0001094739-19-000015.hdr.sgml : 20190508
20190508202600
ACCESSION NUMBER: 0001094739-19-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190505
FILED AS OF DATE: 20190508
DATE AS OF CHANGE: 20190508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swanson Todd
CENTRAL INDEX KEY: 0001444728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27999
FILM NUMBER: 19808451
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISAR CORP
CENTRAL INDEX KEY: 0001094739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943038428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0429
BUSINESS ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085481000
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
wf-form4_155736154529560.xml
FORM 4
X0306
4
2019-05-05
0
0001094739
FINISAR CORP
FNSR
0001444728
Swanson Todd
1389 MOFFETT PARK DRIVE
SUNNYVALE
CA
94089-1134
0
1
0
0
Chief Operating Officer
Common Stock
2019-05-05
4
M
0
5732
0
A
236222
D
Common Stock
2019-05-05
4
F
0
2829
24.32
D
233393
D
Performance Restricted Stock Unit
0.0
2019-05-05
4
M
0
5732
0
D
2018-08-05
2022-05-06
Common Stock
5732.0
63018
D
On May 5, 2019, the Reporting Person vested in 5,732 performance restricted stock units ("PSUs") and as a result acquired 5,732 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported.
/s/ Christopher Brown as Attorney-in-fact for
2019-05-08