0001094739-19-000015.txt : 20190508 0001094739-19-000015.hdr.sgml : 20190508 20190508202600 ACCESSION NUMBER: 0001094739-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190505 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swanson Todd CENTRAL INDEX KEY: 0001444728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 19808451 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0429 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 wf-form4_155736154529560.xml FORM 4 X0306 4 2019-05-05 0 0001094739 FINISAR CORP FNSR 0001444728 Swanson Todd 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 0 1 0 0 Chief Operating Officer Common Stock 2019-05-05 4 M 0 5732 0 A 236222 D Common Stock 2019-05-05 4 F 0 2829 24.32 D 233393 D Performance Restricted Stock Unit 0.0 2019-05-05 4 M 0 5732 0 D 2018-08-05 2022-05-06 Common Stock 5732.0 63018 D On May 5, 2019, the Reporting Person vested in 5,732 performance restricted stock units ("PSUs") and as a result acquired 5,732 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported. /s/ Christopher Brown as Attorney-in-fact for 2019-05-08