0001094739-18-000060.txt : 20180626 0001094739-18-000060.hdr.sgml : 20180626 20180626172543 ACCESSION NUMBER: 0001094739-18-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180623 FILED AS OF DATE: 20180626 DATE AS OF CHANGE: 20180626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adzema Kurt CENTRAL INDEX KEY: 0001486769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 18920120 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0503 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 wf-form4_153004832552957.xml FORM 4 X0306 4 2018-06-23 0 0001094739 FINISAR CORP FNSR 0001486769 Adzema Kurt 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 0 1 0 0 EVP & Chief Financial Officer Common Stock 2018-06-23 4 F 0 4749 17.33 D 129281 D Common Stock 2018-06-25 4 F 0 4035 17.18 D 125246 D On June 23, 2018, the Reporting Person vested in 9,577 restricted stock units ("RSUs") and as a result acquired 9,577 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. On June 25, 2018, the Reporting Person vested in 8,138 restricted stock units ("RSUs") and as a result acquired 8,138 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. /s/ Christopher Brown as Attorney-in-fact for 2018-06-26