0001094739-18-000029.txt : 20180605
0001094739-18-000029.hdr.sgml : 20180605
20180605160050
ACCESSION NUMBER: 0001094739-18-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAWLS JERRY S
CENTRAL INDEX KEY: 0001194537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27999
FILM NUMBER: 18881087
MAIL ADDRESS:
STREET 1: 1308 MOFFETT PARK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-1133
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISAR CORP
CENTRAL INDEX KEY: 0001094739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943038428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0503
BUSINESS ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085481000
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
wf-form4_152822883478193.xml
FORM 4
X0306
4
2018-06-01
0
0001094739
FINISAR CORP
FNSR
0001194537
RAWLS JERRY S
1389 MOFFETT PARK DRIVE
C/O CORPORATE SECRETARY
SUNNYVALE
CA
94089-1133
1
0
0
0
Common Stock
2018-06-01
4
M
0
38250
8.29
A
601508
D
Common Stock
2018-06-01
4
S
0
38250
16.6679
D
563258
D
Stock Option (Right to Buy)
8.29
2018-06-01
4
M
0
38250
0
D
2010-12-08
2019-12-08
Common Stock
38250.0
0
D
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on December 12, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.86 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
/s/ Christopher Brown as Attorney-in-fact for
2018-06-05