0001094739-18-000029.txt : 20180605 0001094739-18-000029.hdr.sgml : 20180605 20180605160050 ACCESSION NUMBER: 0001094739-18-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLS JERRY S CENTRAL INDEX KEY: 0001194537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 18881087 MAIL ADDRESS: STREET 1: 1308 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-1133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0503 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 wf-form4_152822883478193.xml FORM 4 X0306 4 2018-06-01 0 0001094739 FINISAR CORP FNSR 0001194537 RAWLS JERRY S 1389 MOFFETT PARK DRIVE C/O CORPORATE SECRETARY SUNNYVALE CA 94089-1133 1 0 0 0 Common Stock 2018-06-01 4 M 0 38250 8.29 A 601508 D Common Stock 2018-06-01 4 S 0 38250 16.6679 D 563258 D Stock Option (Right to Buy) 8.29 2018-06-01 4 M 0 38250 0 D 2010-12-08 2019-12-08 Common Stock 38250.0 0 D Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on December 12, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.86 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. /s/ Christopher Brown as Attorney-in-fact for 2018-06-05