0001094739-17-000061.txt : 20170621
0001094739-17-000061.hdr.sgml : 20170621
20170621185957
ACCESSION NUMBER: 0001094739-17-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170619
FILED AS OF DATE: 20170621
DATE AS OF CHANGE: 20170621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISAR CORP
CENTRAL INDEX KEY: 0001094739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943038428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0503
BUSINESS ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085481000
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eng Julie Sheridan
CENTRAL INDEX KEY: 0001661122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27999
FILM NUMBER: 17923761
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
wf-form4_149808598251269.xml
FORM 4
X0306
4
2017-06-19
0
0001094739
FINISAR CORP
FNSR
0001661122
Eng Julie Sheridan
1389 MOFFETT PARK DRIVE
SUNNYVALE
CA
94089-1133
0
1
0
0
EVP Datacom Engineering
Common Stock
2017-06-19
4
S
0
749
27.93
D
69596
D
Common Stock
2017-06-19
4
F
0
5260
27.58
D
64336
D
Common Stock
2017-06-20
4
A
0
27584
0
A
91920
D
Common Stock
2017-06-21
4
S
0
4827
27.1639
D
87093
D
Common Stock
2017-06-21
4
F
0
3405
27.13
D
83688
D
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017.
Includes 749 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a).
On June 19, 2017, the Reporting Person vested in 10,087 restricted stock units ("RSUs") and as a result acquired 10,087 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.91 to $27.29 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
On June 21, 2017, the Reporting Person vested in 6,524 restricted stock units ("RSUs") and as a result acquired 6,524 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
/s/ Christopher Brown as Attorney-in-fact for
2017-06-21