0001094739-16-000253.txt : 20160919
0001094739-16-000253.hdr.sgml : 20160919
20160919161244
ACCESSION NUMBER: 0001094739-16-000253
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160915
FILED AS OF DATE: 20160919
DATE AS OF CHANGE: 20160919
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISAR CORP
CENTRAL INDEX KEY: 0001094739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943038428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0503
BUSINESS ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085481000
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swanson Todd
CENTRAL INDEX KEY: 0001444728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27999
FILM NUMBER: 161891870
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
wf-form4_147431595212985.xml
FORM 4
X0306
4
2016-09-15
0
0001094739
FINISAR CORP
FNSR
0001444728
Swanson Todd
1389 MOFFETT PARK DRIVE
SUNNYVALE
CA
94089-1134
0
1
0
0
EVP Sales / Marketing / R&D
Common Stock
2016-09-15
4
M
0
509
10.08
A
262306
D
Common Stock
2016-09-15
4
M
0
750
14.88
A
263056
D
Common Stock
2016-09-15
4
S
0
1259
28.116
D
261797
D
Common Stock
2016-09-15
4
S
0
4684
28.442
D
257113
D
Common Stock
2016-09-15
4
S
0
240
28.1975
D
256873
D
Stock Option (Right to Buy)
10.08
2016-09-15
4
M
0
509
0
D
2009-09-11
2018-09-11
Common Stock
509.0
391
D
Stock Option (Right to Buy)
14.88
2016-09-15
4
M
0
750
0
D
2008-12-10
2017-12-10
Common Stock
750.0
0
D
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on June 21, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.075 to $28.22 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.93 to $28.735 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.24 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
/s/ Christopher Brown as Attorney-in-fact for
2016-09-19