0001094739-16-000253.txt : 20160919 0001094739-16-000253.hdr.sgml : 20160919 20160919161244 ACCESSION NUMBER: 0001094739-16-000253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160915 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0503 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swanson Todd CENTRAL INDEX KEY: 0001444728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 161891870 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 wf-form4_147431595212985.xml FORM 4 X0306 4 2016-09-15 0 0001094739 FINISAR CORP FNSR 0001444728 Swanson Todd 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 0 1 0 0 EVP Sales / Marketing / R&D Common Stock 2016-09-15 4 M 0 509 10.08 A 262306 D Common Stock 2016-09-15 4 M 0 750 14.88 A 263056 D Common Stock 2016-09-15 4 S 0 1259 28.116 D 261797 D Common Stock 2016-09-15 4 S 0 4684 28.442 D 257113 D Common Stock 2016-09-15 4 S 0 240 28.1975 D 256873 D Stock Option (Right to Buy) 10.08 2016-09-15 4 M 0 509 0 D 2009-09-11 2018-09-11 Common Stock 509.0 391 D Stock Option (Right to Buy) 14.88 2016-09-15 4 M 0 750 0 D 2008-12-10 2017-12-10 Common Stock 750.0 0 D Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on June 21, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.075 to $28.22 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.93 to $28.735 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.24 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. /s/ Christopher Brown as Attorney-in-fact for 2016-09-19