0001094739-13-000129.txt : 20130910 0001094739-13-000129.hdr.sgml : 20130910 20130910182207 ACCESSION NUMBER: 0001094739-13-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130906 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1389 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Christopher CENTRAL INDEX KEY: 0001378842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27999 FILM NUMBER: 131089159 MAIL ADDRESS: STREET 1: C/O OPTIUM CORPORATION STREET 2: 500 HORIZON DRIVE, SUITE 500 CITY: CHALFONT STATE: PA ZIP: 18914 4 1 wf-form4_137885171646397.xml FORM 4 X0306 4 2013-09-06 0 0001094739 FINISAR CORP FNSR 0001378842 Brown Christopher 1389 MOFFETT PARK DRIVE SUNNYVALE CA 94089-1134 0 1 0 0 Exec.VP and General Counsel Common Stock 2013-09-06 4 S 0 4289 24.79 D 115261 D Common Stock 2013-09-08 4 F 0 291 23.45 D 114970 D Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 05, 2013. On Sep 08, 2013, the Reporting Person vested in 891 restricted stock units ("RSUs") and as a result acquired 891 shares of common stock of the Issuer pursuant to the Reporting Person's December 08, 2009 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Girija Karumanchi as Attorney-in-fact for 2013-09-10