-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGZooXRaVbYCGiLrv3ttiihPaFFjn2FP5an+tJjZMK2b08FUfRm9RpRa5vo8IOnN LDq4Tlj5bYUspaY62hj0nA== 0000912057-01-005970.txt : 20010223 0000912057-01-005970.hdr.sgml : 20010223 ACCESSION NUMBER: 0000912057-01-005970 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FINISAR CORP CENTRAL INDEX KEY: 0001094739 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943038428 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58463 FILM NUMBER: 1546829 BUSINESS ADDRESS: STREET 1: 1308 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085481000 MAIL ADDRESS: STREET 1: 1308 MOFFETT PARK DR CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OLSEN GREGORY H CENTRAL INDEX KEY: 0001127847 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O FINISAR CORPORATION STREET 2: 1308 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 6095200610 MAIL ADDRESS: STREET 1: C/O FINISAR CORPORATION STREET 2: 1308 MOFFETT PARK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G 1 a2039094zsc13g.txt SCHEDULE 13G -------------------------------- OMB APPROVAL -------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response 14.90 -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______)* FINISAR CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 31787A101 -------------------------------------------------------------- (CUSIP Number) OCTOBER 17, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (03-00) Page 1 of 4 Pages CUSIP No. 31787A101 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above person (entities only) GREGORY H. OLSEN - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 6,926,038 Shares --------------------------------------------------------------- Beneficially 6. Shared Voting Power 0 Owned by --------------------------------------------------------------- Each 7. Sole Dispositive Power 6,926,038 Reporting --------------------------------------------------------------- Person With: 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 6,926,038 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) N/A - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 3.7% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 2 of 4 Pages ITEM 1 (a) Name of Issuer: FINISAR CORPORATION (b) Address of Issuer's Principal Executive Offices: 1308 MOFFETT PARK DRIVE SUNNYVALE, CA 94089 ITEM 2 (a) Name of Person Filing: GREGORY H. OLSEN (b) Address of Principal Business Office, or, if none, Residence: FINISAR CORPORATION 1308 MOFFETT PARK DRIVE SUNNYVALE, CA 94089 (c) Citizenship: THE FILING PERSON IS A CITIZEN OF THE UNITED STATES OF AMERICA. (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 31787A101 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: N/A ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: AMOUNT OWNED "BENEFICIALLY" WITHIN THE MEANING OF RULE 13d-3: 6,926,038 SHARES. (PLEASE NOTE THAT THE AMOUNT ORIGINALLY OWNED AS OF OCTOBER 20, 2000 WAS 10,857,738 SHARES) (b) Percent of class: 3.7% BASED ON THE NUMBER OF SHARES OWNED AND 185,500,768 SHARES OUTSTANDING AS OF DECEMBER 31, 2000 (6.06% BASED ON THE NUMBER OF SHARES OWNED AND 179,089,069 SHARES OUTSTANDING AS OF OCTOBER 20, 2000.) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 6,926,038 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 6,926,038 (iv) Shared power to dispose or to direct the disposition of: 0 Page 3 of 4 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 14, 2000 ------------------------------------------- Date /s/ GREGORY H. OLSEN ------------------------------------------- Signature GREGORY H. OLSEN, EXECUTIVE VICE PRESIDENT ------------------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. SEE Section 240.13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----